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Court of AppealPartially AllowedCivil Appeal (Nairobi) - number not stated in judgment

Maina v Mugiria (Civil Appeal 27 of 1982) [1983] KECA 75 (KLR)

Court of Appeal of Kenya
19 May 1983
6,420 words in judgment
View original judgmentRead on Kenya Law Watch case
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·~26 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal ruled a defendant who missed a land case because of his advocate's mistake deserved a full hearing, not final judgment.

What this practically means

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Executive summary

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This was a second appeal to the Court of Appeal (Potter, Kneller and Chesoni Ag JJA) from Masime J's dismissal of the appellant's first appeal against a resident magistrate's refusal to set aside an ex parte eviction judgment obtained on March 29, 1979, when neither the defendant nor his advocate attended. The advocate had written a letter on the hearing day requesting an adjournment because of a conflicting High Court fixture, but the letter was not placed before the magistrate. The magistrate dismissed the setting-aside summons, relying solely on the inadequacy of the advocate's affidavit, and the High Court upheld that refusal. The Court of Appeal allowed the appeal. The court restated the established principles: the discretion under order IXB rule 8 to set aside an ex parte judgment is free and wide, exercised to avoid injustice from accident, inadvertence or excusable mistake, and a litigant should not be denied a hearing for his advocate's mistake even if negligent. The magistrate had ignored the filed defence, which raised triable issues of land purchase and land control consent, and ignored the defendant's own statement 'I bought the piece of land.' The High Court judge misdirected himself in finding that the defendant was absent from the setting-aside hearing when the record showed he was present and spoke. The court also held that non-compliance with rule 78(1) of the Court of Appeal Rules (notice of address for service) should be cured by extension of time with costs where no prejudice results. The High Court decision, the magistrate's orders and the ex parte judgment were set aside, and the suit was remitted to Murang'a under the Magistrates' Jurisdiction (Amendment) Act No 14 of 1981, with costs to the appellant from March 29, 1979.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the resident magistrate correctly exercised his discretion in dismissing the summons to set aside the ex parte judgment under order IXB rule 8 of the Civil Procedure Rules
  2. 2.Whether the High Court judge misdirected himself in holding that neither the defendant nor his advocate attended the hearing of the summons to set aside
  3. 3.Whether the court should interfere with discretionary decisions of the magistrate and the High Court judge
  4. 4.Whether respondent's counsel was properly before the court despite non-compliance with rule 78(1) of the Court of Appeal Rules regarding notice of address for service

Key legal issues

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01

Exercise of discretion to set aside an ex parte judgment under order IXB rule 8

Holding

The resident magistrate wrongly refused to set aside the ex parte judgment because he failed to consider the defence on the pleadings, the defendant's oral assertion of purchase, and whether triable issues existed; he should at least have considered an adjournment with costs.

Reasoning

The discretion under order IXB rule 8 is free, to be exercised judicially to avoid injustice from accident, inadvertence or excusable mistake. The magistrate relied solely on the alleged inadequacy of the advocate's affidavit, ignored the defence, the abstract of title supporting it, and the defendant's presence and statement, and did not consider whether the plaintiff could be compensated by costs. The matter concerned land ownership, not a trivial claim, and the defendant's absence was not deliberate.

p. 3
02

Misdirection by the first appellate court

Holding

The High Court judge misdirected himself by proceeding on the footing that the defendant was absent from the hearing of the summons to set aside, when the record showed the defendant was present and spoke.

Reasoning

The record showed the defendant attended on August 2, 1979 and stated the essence of his defence. Had the judge appreciated this, he might have considered whether the magistrate should have inquired into the defendant's defence and triable issues, and whether the ex parte judgment should be set aside. The error of fact vitiated the judge's conclusion that the magistrate was entitled to proceed as he did.

p. 3
03

Effect of advocate's mistake or negligence on the litigant

Holding

An advocate's mistake, even if negligent, may be accepted as a proper ground for granting relief against an ex parte judgment; a litigant should not be punished for his advocate's lapses.

Reasoning

Both judgments endorsed the line of authority from Shabir Din through Gurcharan Singh that a mistake or misunderstanding of a litigant's legal advisers, even though negligent, may ground relief, and that an advocate's mistake should not weigh unduly. The defendant's failure to attend was attributable to his counsel and was not deliberate, and the respondent could be compensated by costs.

p. 7
04

Scope of second appeal

Holding

On a second appeal only points of law may be taken, but whether a magistrate exercised his discretion judicially is a question of law.

Reasoning

Section 72 of the Civil Procedure Act confines a second appeal to points of law. Where the High Court has upheld a magistrate's discretionary decision, whether the discretion was exercised judicially is itself a question of law, permitting appellate intervention because the magistrate failed to consider relevant matters and took into account irrelevant ones.

p. 7
05

Non-compliance with rule 78(1) of the Court of Appeal Rules (notice of address for service)

Holding

Non-compliance should be met by granting an extension of time to comply, subject to a penalty in costs, where no prejudice results; the objection was dismissed as no prejudice was caused.

Reasoning

Counsel for the appellant objected to the appearance of respondent's counsel for non-compliance with rule 78(1). The court held the purpose of the rule is unclear where there has been no change of advocates, that no injustice was caused, and that where the respondent ultimately lost, no further action was necessary.

p. 9

Legal principles established

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  • The discretion to set aside an ex parte judgment is free and unrestricted save that any variation must be on just terms; the court's main concern is to do justice between the parties.
  • The discretion to set aside exists to avoid injustice from accident, inadvertence or excusable mistake, not to assist deliberate obstruction of justice.
  • An appellate court will not interfere with a judge's exercise of discretion unless the judge misdirected himself or was clearly wrong resulting in misjustice.
  • A litigant should not be denied a hearing because of his advocate's mistake or negligence; to deny a subject a hearing should be the last resort of a court.
  • An ex parte judgment entered neither on the merits nor by consent remains subject to the court's discretionary power of revocation.
  • Non-compliance with a procedural rule on address for service should ordinarily be cured by an extension of time with a penalty in costs where no prejudice results.

Court orders

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  1. 1.Appeal allowed with costs in this court and in the High Court and in the resident magistrate's court (but not the costs of the ex parte hearing of March 29, 1979)
  2. 2.Decision of the High Court (Masime J) set aside/reversed
  3. 3.Ex parte judgment entered March 29, 1979 set aside
  4. 4.Suit remitted to the resident magistrate's court at Murang'a to be dealt with in accordance with the Magistrates' Jurisdiction (Amendment) Act, No 14 of 1981
  5. 5.No further action on the objection to respondent's counsel's appearance, the appellant being permitted to overlook the non-compliance with rule 78(1) as no prejudice was caused

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority

Wrote the judgment

Potter JA delivered the lead judgment setting out the established principles governing setting aside ex parte judgments, found that the resident magistrate failed to consider the defence and the defendant's oral statement, that the High Court judge misdirected himself on the facts, and would allow the appeal, set aside the ex parte judgment and remit the suit.

In my view, applying the legal principles which are summarised above, the resident magistrate was wrong in refusing to set aside the ex parte judgment, and the learned judge was wrong in not allowing the appeal.p. 3
concurring

Wrote the judgment

Kneller JA wrote a separate judgment reviewing the pleadings and authorities, held the magistrate's discretion under order IXB rule 8 was not exercised judicially because the relevant considerations were ignored, and concluded the appeal should be allowed and the suit remitted.

Accordingly, in my judgment, this appeal should be allowed with costs in this court and the other two courts, after March 29, 1979.p. 7
majority
On appeal from
High Court of Kenya (Nairobi)
Not stated (first appeal from RM's Court Murang'a; suit no. not stated)
Jurisdiction invoked
Second appeal to the Court of Appeal on a point of law under section 72 of the Civil Procedure Act

Relief refused

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Kneller JA noted the appellant asked that issues be referred to the clan elders for arbitration

Not adopted; the court instead remitted the suit to the resident magistrate's court

p. 3

Costs

Appeal allowed with costs in this court and in the High Court and in the resident magistrate's court from March 29, 1979, but not the costs of the ex parte hearing before the resident magistrate on March 29, 1979.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

Accordingly, I would allow this appeal with costs in this court and in the High Court and in the resident magistrate's court, but not the costs of the ex parte hearing before the resident magistrate on March 29, 1979. I would set aside the decision of the High Court and the resident magistrate; I would set aside the ex parte judgment in favour of the respondent and I would order that the case be remitted to the Senior Resident Magistrate at Murang'a to be dealt with in accordance of the provisions of the Magistrate's Jurisdiction (Amendment) Act, No 14 of 1981.
p. 3Final orders and disposition
There are no limits or restrictions on the judge's discretion except that if he does vary the judgment he does so on such terms as may be just ... The main concern of the court is to do justice to the parties, and the court will not impose conditions on itself to fetter the wide discretion given it by the rules.
p. 1Width of discretion to set aside ex parte judgment (Patel v EA Cargo Handling)
This discretion is intended so to be exercised to avoid injustice or hardship resulting from accident, inadvertence, or excusable mistake or error, but is not designed to assist the person who has deliberately sought, whether by evasion or otherwise, to obstruct or delay the course of justice.
p. 1Purpose of the discretion (Shah v Mbogo)
The court has no discretion where it appears there has been no proper service; Kanji Naran v Velji Ramji (1954) 21 EACA 20: and the power to set aside the judgment does not cease to apply because a decree has been extracted: Fort Hall Bakery Supply Company v Frederick Muigai Wangoe [1958] EA 118.
p. 6Limits: proper service and extraction of decree
The nature of the action should be considered, the defence if one has been brought to the notice of the court, however, irregularly, should be considered, the question as to whether the plaintiff can reasonably be compensated by costs for any delay occasioned should be considered, and finally, I think, it should always be remembered that to deny the subject a hearing should be the last resort of a court.
p. 6Matters for consideration on setting aside (Jamnadas Sodha v Gordandas Hemraj, adopted)
It is unfortunate that advocates' sins and omissions are sometimes visited on their clients, who are left without the remedy they sought, but to sue the advocate for professional negligence but where a litigant shows that his default has been due to the party's advocate's mistake in an application of this nature, unless injustice would be occasioned the other party the court should consider the applicant's case with broad understanding.
p. 9Advocate's mistake should not defeat the litigant
As Kneller JA and Chesoni Ag JA agree, this appeal will be allowed and the order will be as stated by me above.
p. 3Unanimity of the bench

Issues in the judgment

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minor

The judgment gives inconsistent dates for the hearing of the summons to set aside: the record and the majority say August 2, 1979, but Chesoni Ag JA twice refers to August 2, 1982.

minor

Shah v Mbogo is cited with different years: Potter JA cites [1967] EA 116 while Kneller JA cites [1969] EA 116.

minor

The name of the registered proprietor in the abstract of title appears inconsistently as Mukuhi/Mukui Kamau and Mukui Mutura.

minor

Kneller JA refers to counsel as 'Mr Timan Njugi' is not stated, but the firm is given as 'Munoru and Njugi Advocates'; Chesoni Ag JA names the deponent as Mr Timan Njugi while Potter JA's account attributes the affidavit to the advocate without a first name - the advocate's name is recorded inconsistently across the judgment.

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (2)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Maina v Mugiria (Civil Appeal 27 of 1982) [1983] KECA 75 (KLR)", Case Analysis (1983). Civil Appeal (Nairobi) - number not stated in judgment. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/1983/75/eng@1983-05-19

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.