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Court of AppealOtherCourt of Appeal, Nairobi (Civil Appeal from ruling of Akiwumi J dated 15th January 1993)

Omega Enterprises (Kenya) Ltd v Kenya Tourist Development Corporation & 2 others [1994] KECA 102 (KLR)

Court of Appeal of Kenya
15 December 1994
3,324 words in judgment
View original judgmentRead on Kenya Law Watch case
AI-assisted case brief
·~13 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal confirmed that documents arising after an appealed order can be added to the appeal record without needing special permission.

What this practically means

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Executive summary

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This interlocutory ruling of the Court of Appeal at Nairobi (Kwach, Cockar and Muli JA) decided a preliminary objection raised during the hearing of an appeal against an order of Akiwumi J dated 15th January 1993. The respondents filed a Supplementary Record of Appeal under rule 89(1) of the Court of Appeal Rules containing proceedings post-dating that order, including the appellant's Chamber Summons of 19th February 1993 seeking to set aside the order, and the judge's ruling of 19th March 1993 dismissing it. The appellant objected, contending that such documents could only be introduced as additional evidence with leave under rule 29, and that admitting them by way of a Supplementary Record was introduction 'by the back door'. The majority (Kwach and Cockar JA) overruled the objection. They held the documents were matters of record which the Court is entitled to see and must not be deprived of if it is to do justice and make intelligible orders; that rule 29 applies only to additional evidence admitted at the discretion or direction of the Court of Appeal, which was not the case here since the appellant himself generated the material in the High Court; and that rule 85(1)(k), whose wording omits the phrase 'put in evidence at the hearing', is designed for such exceptional situations. Muli JA dissented, holding rule 85(1)(k) should be read ejusdem generis to cover only documents admitted before or during the hearing, and that the Supplementary Record was totally inadmissible. The preliminary objection was overruled and the appeal set down for hearing. The decision binds subordinate courts and the High Court on the interpretation of rules 85(1)(k), 89(1) and 29.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether a Supplementary Record of Appeal under rule 89(1) may contain documents and proceedings which came into existence after the order appealed from
  2. 2.Whether such post-judgment documents amount to additional evidence requiring leave under rule 29 of the Court of Appeal Rules
  3. 3.Whether the notice of grounds for affirming decision was competent

Key legal issues

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01

Whether post-order proceedings can enter the record by way of Supplementary Record under rule 89(1)

Holding

Yes, per the majority: such documents are matters of record, not additional evidence, and their exclusion would create a dangerous precedent and prevent the Court from doing justice.

Reasoning

The appellant himself took out a Chamber Summons to set aside the order appealed from, and the judge heard and dismissed it. Those rulings and proceedings exist on the superior court's file. The Court hearing the appeal against the 15th January 1993 order cannot make intelligible orders without knowing of those later steps. They did not exist when the order was made, so they cannot be 'additional evidence' under rule 29.

p. 2
02

Whether rule 29 leave was required for the Supplementary Record

Holding

No: rule 29 governs additional evidence taken at the discretion or direction of the Court of Appeal; here the material was generated in the High Court at the appellant's own instance.

Reasoning

The evidence in the Supplementary Record was not sought from nor directed by the Court of Appeal. It consists of proceedings the appellant himself initiated in the High Court to set aside the ruling of 15th January 1993. Those proceedings and decisions form part of the logical record of the case and are admissible under rules 85(1)(k) and 89(1) instead.

p. 3
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Scope of rule 85(1)(k)

Holding

The majority read sub-paragraph (k) broadly, noting the omission of the words 'put in evidence at the hearing' present in sub-paragraph (f); the dissent read (k) ejusdem generis as limited to documents before the judge at the hearing.

Reasoning

Cockar JA compared sub-paragraph (k) with (f) and concluded that the deliberate omission of 'put in evidence at the hearing' shows an intention to cover exceptional situations. Muli JA, dissenting, held the documents in (k) must have been admitted prior to or during the hearing, and that admitting subsequent proceedings would violate rule 85 and circumvent rule 29.

p. 5

Legal principles established

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  • A Supplementary Record of Appeal under rule 89(1) may properly include post-judgment interlocutory proceedings and rulings arising from the order under appeal, including an application to set aside that order, since these are matters of record the Court must not be deprived of.
  • Rule 29 (additional evidence) is not the route where the material was placed before the superior court by the appellant himself in later proceedings; it applies only to evidence sought to be taken by the Court of Appeal on its own discretion or direction.
  • Rule 85(1)(k) is not confined to documents tendered at the hearing; its qualifying words are 'as may be necessary for the proper determination of the appeal' and it caters for exceptional situations.
  • Dissenting position: documents coming into existence after the judgment appealed from cannot form part of the record of appeal and may only be introduced as additional evidence under rule 29.

Court orders

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  1. 1.The preliminary objection to the Supplementary Record of Appeal is overruled
  2. 2.The objection to the notice of grounds for affirming decision is overruled
  3. 3.The Supplementary Record of Appeal is admitted
  4. 4.The appeal will now be set down for hearing on a date to be fixed in the registry

The bench

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Judges wrote separately. A dissent does not bind; a concurrence may narrow the ratio.

majority

Wrote the judgment

Overruled the preliminary objection to the Supplementary Record of Appeal and the notice of grounds for affirming decision, holding the documents were matters of record the Court is entitled to see and not additional evidence requiring rule 29 leave.

I am satisfied that the Supplementary Record of Appeal has been properly filed and it should be admitted. I would overrule the objection.p. 2
majority

Wrote the judgment

Agreed with Kwach JA and independently reasoned that rule 85(1)(k) and rule 89(1) permit admission of the Supplementary Record, and that rule 29 was inapplicable since the additional material was placed before the High Court by the appellant himself.

Sub-paragraph (k) is meant to provide for exceptional situations such as the present one which litigants or appellants may face.p. 4
dissenting

Wrote the judgment

Dissented: documents post-dating the ruling appealed from are not part of the record under rule 85(1); rule (k) should be read ejusdem generis with documents before the judge; such material could only come in as additional evidence under rule 29.

I would reject the Supplementary Record sought to be relied upon in the present appeal as totally inadmissible.p. 6
On appeal from
High Court of Kenya
not stated in judgment
Jurisdiction invoked
Appellate jurisdiction under Part IV of the Court of Appeal Rules (appeal from a superior court in its original jurisdiction); no specific constitutional provision invoked

Relief refused

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The appellant's request to confine the appeal record to materials before the judge on 15th January 1993 and to strike out the Supplementary Record

The majority held the documents were matters of record necessary for the Court to do justice, created by the appellant himself, and admissible under rules 85(1)(k) and 89(1)

p. 2

Costs

No costs order made; the ruling was interlocutory and the appeal was set down for hearing.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

These are really matters of record which this Court is entitled to see and which must be drawn to the attention of the Court, and not concealed from it, if the Court is to do justice to both parties and make intelligible orders.
p. 2Scope of Supplementary Record of Appeal
I am satisfied that the Supplementary Record of Appeal has been properly filed and it should be admitted. I would overrule the objection.
p. 2Disposition - preliminary objection overruled
I agree with the order proposed by Kwach, JA that the preliminary objection raised by Mr Lakha on behalf of the appellant be over-ruled and that the appeal shall proceed to hearing.
p. 4Concurring disposition - appeal to proceed
I would reject the Supplementary Record sought to be relied upon in the present appeal as totally inadmissible.
p. 6Dissenting opinion of Muli JA

Issues in the judgment

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minor

The dissent refers to a ruling by Akiwumi J dated 19th March 1994, while the majority and the recital of the appeal refer to the same ruling as dated 19th March 1993, an apparent internal inconsistency in dates.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Omega Enterprises (Kenya) Ltd v Kenya Tourist Development Corporation & 2 others [1994] KECA 102 (KLR)", Case Analysis (1994). Court of Appeal, Nairobi (Civil Appeal from ruling of Akiwumi J dated 15th January 1993). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/1994/102/eng@1994-12-15

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.