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Court of AppealDismissedCriminal Appeal No. 34 of 1997

Amos Ondiso Oraro & 3 Others v Republic

Court of Appeal of Kenya
18 July 1997
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The bottom line

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Kenya's Court of Appeal confirmed only it can upgrade a robbery conviction to capital robbery on second appeal, and it sentenced the appellants to death.

What this practically means

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Executive summary

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The appellants were convicted by the Kilifi Senior Resident Magistrate's Court on three counts of robbery arising from a raid on the home of Chrispine Yongo on 24th November 1993, in which the robbers posed as police officers, tied up the occupants and stole household goods and a motor vehicle. The trial magistrate, finding no significant violence, convicted them of simple robbery under section 296(1) of the Penal Code and sentenced them to concurrent terms of imprisonment with corporal punishment. On first appeal, the High Court (Ang'awa and Waki JJ) upheld the evidence but, purporting to follow Johana Ndungu v Republic, substituted convictions of capital robbery under section 296(2) on the first and second counts and sentenced the appellants to death. On second appeal, the Court of Appeal (Gicheru, Akiwumi and Pall JJA) held that the identification evidence was sound. However, it held that the High Court had no jurisdiction to substitute a conviction for a more serious offence: the only provisions governing substituted convictions are sections 179 to 191 and section 361(4) of the Criminal Procedure Code, and section 179 does not permit upgrading a minor conviction to a major one. The Court set aside the High Court's substituted convictions but, exercising its own power under section 361(4), substituted the conviction on the second count with capital robbery and imposed the death sentence. The appeal accordingly failed.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the appellants were correctly identified as the perpetrators of the robbery at the home of P.W.1 on the night of 24th November 1993
  2. 2.Whether the first appellate court had jurisdiction to substitute the appellants' conviction for simple robbery with a conviction for capital robbery
  3. 3.Whether this Court, under section 361(4) of the Criminal Procedure Code, could itself substitute a conviction for capital robbery on the second count

Key legal issues

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01

Identification of the appellants as the robbers

Holding

The Court was satisfied that the appellants were correctly identified by the light available, the proximity of the witnesses to the assailants, the duration of the robbery, the identification parade and the recovery of stolen items from the appellants' possession.

Reasoning

The Court weighed the conditions favouring correct identification: a wick lamp in the servant's quarters and a pressure lamp in the main house, the victims' close proximity to the robbers over a robbery lasting about one and a half hours, subsequent identification at a parade, and recovery of stolen items from the appellants. Together these dispelled any doubt about identification.

p. 2
02

Jurisdiction of the first appellate court to substitute a conviction for a more serious offence

Holding

The High Court on first appeal had no jurisdiction to substitute the appellants' conviction of simple robbery with one of capital robbery; such substitution is not permitted under sections 179 to 191 of the Criminal Procedure Code.

Reasoning

The Criminal Procedure Code contains only two sets of provisions on substituted convictions: sections 179 to 191, of general application, and section 361(4), which concerns the Court of Appeal on second appeals. Section 179 does not permit a substituted conviction of a major offence from a minor offence. The first appellate court therefore acted without jurisdiction when it converted simple robbery convictions into capital robbery and imposed the death sentence.

p. 3
03

Power of the Court of Appeal under section 361(4) to substitute a capital robbery conviction

Holding

Since the trial court could lawfully have found the appellants guilty of capital robbery on the second count and was satisfied of facts proving that offence, the Court of Appeal itself substituted the conviction on the second count with capital robbery and imposed the death sentence.

Reasoning

Section 361(4) empowers the Court of Appeal, where the subordinate court or first appellate court could lawfully have convicted of another offence and must have been satisfied of facts proving it, to substitute that conviction and pass the warranted sentence. The evidence disclosed capital robbery on the second count, so the Court set aside the first appellate court's unlawful substitution but itself convicted under section 296(2) and sentenced the appellants to death.

p. 3

Legal principles established

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  • The High Court on first appeal can only alter a conviction and substitute another within sections 179 to 191 of the Criminal Procedure Code, and section 179 does not permit substitution of a conviction for a more serious (major) offence from a minor one.
  • The power to substitute a conviction for a more serious offence on second appeal rests exclusively with the Court of Appeal under section 361(4) of the Criminal Procedure Code, where the subordinate court or first appellate court could lawfully have convicted of that other offence and was satisfied of facts proving it.

Court orders

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  1. 1.Setting aside the first appellate court's purported substituted conviction of the appellants on capital robbery in the first and second counts
  2. 2.Substituting the appellants' conviction by the trial court of simple robbery contrary to section 296(1) of the Penal Code in the second count with a conviction of capital robbery contrary to section 296(2) of the Penal Code
  3. 3.Substituting the sentence of 3 years' imprisonment together with 2 strokes of corporal punishment with a sentence of death in the manner authorized by law
  4. 4.Dismissal of the appellants' appeal

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Mombasa
H.C.CR.A. Nos. 546, 547, 548 & 551
Jurisdiction invoked
Second appeal to the Court of Appeal under the Criminal Procedure Code (section 361, including section 361(4))

Relief refused

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The appellants' appeal against conviction and sentence

The Court found the identification evidence sound and, exercising its power under section 361(4) of the Criminal Procedure Code, itself substituted a conviction for capital robbery on the second count with the death sentence

p. 3

Costs

No costs order made (criminal appeal); the judgment contains no order as to costs.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

in altering the finding in an appeal against conviction and substituting therefor a conviction for an offence other than that charged, the High Court in its appellate jurisdiction can only act within the provisions of sections 179 to 191, both inclusive, of the Criminal Procedure Code
p. 3Limits of the High Court's power to substitute convictions on first appeal
which latter does not permit a substituted conviction of a major offence from a minor offence
p. 3Section 179 does not allow upgrading a conviction
the Court of Appeal may, instead of allowing or dismissing the appeal, substitute for the conviction entered by the subordinate court or by the first appellate court a conviction of guilty of that other offence, and pass such sentence in substitution for the sentence passed by the subordinate court or by the first appellate court as may be warranted in law for that other offence.
p. 3Section 361(4) Criminal Procedure Code - Court of Appeal's substitution power
we, nonetheless, substitute their conviction by the trial court of simple robbery contrary to section 296 (1) of the Penal Code in the second count with that of capital robbery contrary to section 296 (2) of the same Code for which they were charged in that court and substitute their respective sentence of 3 years' imprisonment together with 2 strokes of corporal punishment with that of death in the manner authorized by law. To this end the appellants' appeal fails.
p. 3Final orders - substitution of capital robbery conviction and death sentence; appeal dismissed

Issues in the judgment

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minor

The judgment gives two different dates for the identification parade, stating it was conducted 15 days after the robbery (which would be 9th December 1993) but elsewhere refers to it as conducted on 9th December 1993; these are consistent, but the judgment also misspells 'Rpublic' in the case name Raphael Oyondi Omuside v. Rpublic.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Amos Ondiso Oraro & 3 Others v Republic", Case Analysis (1997). Criminal Appeal No. 34 of 1997. Source: 

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.