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Court of AppealStruck OutCivil Appeal No. 90 of 1999

Nicholas Mulaya v Joel Kisia & another [2001] KECA 190 (KLR)

Court of Appeal of Kenya
21 March 2001
186 words in judgment
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The bottom line

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Kenya's Court of Appeal threw out an appeal because the case file was incomplete and partly unreadable, leaving the original High Court judgment standing.

What this practically means

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Executive summary

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This brief ruling of the Court of Appeal at Kisumu disposes of Civil Appeal No. 90 of 1999, brought by Nicholas Mulaya against Joel Kisia and Inter Freight (K) Limited, on grounds going purely to the competence of the appeal rather than to its merits. The appeal lay from a judgment of the High Court of Kenya at Kakamega (Tanui J) dated 19 November 1998 in KAK.H.C.C.C. No. 178 of 1991. When the matter came before Gicheru, Tunoi and Lakha, JJ.A., counsel for the appellant, Mr Otieno, conceded - and the court held the concession was rightly made - that several pages of the record of appeal were illegible, in breach of rule 13 of the Rules of the Court. The court identified a more fundamental defect: the record did not include the application or the supporting affidavit for the amendment of a pleading, as required by rule 85(1)(c) of the Rules. The court characterized that omission as incurable and held that it rendered the appeal incompetent. On that basis, and without reaching any of the substantive issues between the parties, the court struck out the appeal. Notably, although the appeal failed on a procedural ground attributable to the appellant, the court made no order as to costs, so each party bears its own costs. The consequence is that the judgment of the High Court at Kakamega stands undisturbed; the Court of Appeal neither affirmed nor reversed it on the merits, the appeal having been struck out before hearing. The ruling binds lower courts and parties to strict compliance with the Rules of the Court as to the legibility and completeness of the record of appeal, and confirms that an incurable omission of mandatory documents from the record is fatal to the appeal.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the record of appeal complied with rule 13 of the Rules of the Court notwithstanding that several pages were illegible
  2. 2.Whether the omission from the record of appeal of the application and supporting affidavit for the amendment of a pleading, in breach of rule 85(1)(c) of the Rules, rendered the appeal incompetent
  3. 3.What orders, including as to costs, should follow from the established breaches of the Rules of the Court

Key legal issues

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01

Whether a record of appeal containing illegible pages complies with rule 13 of the Rules of the Court.

Holding

It does not. Counsel for the appellant conceded, and the court endorsed the concession as rightly made, that several pages of the record of appeal were illegible in breach of rule 13. The court nonetheless did not strike out the appeal on this ground alone, treating it as secondary to the more serious omission under rule 85(1)(c).

Reasoning

The court recorded Mr Otieno's concession that several pages of the record of appeal were illegible and endorsed it as rightly made, thereby confirming that rule 13 demands a legible record. However, the court expressly moved to what it called the more important defect: the absence from the record of the application and supporting affidavit for the amendment of a pleading. The legibility breach therefore informed the court's assessment of the record but was not the operative ground for striking out the appeal; the fatal defect was the incurable rule 85(1)(c) omission.

p. 1
02

Whether the omission from the record of appeal of the application and supporting affidavit for the amendment of a pleading, in breach of rule 85(1)(c) of the Rules, renders the appeal incompetent.

Holding

Yes. The court held the omission incurable and fatal: it rendered the appeal incompetent, and the appeal was accordingly struck out without any hearing on the merits.

Reasoning

Rule 85(1)(c) requires the record of appeal to include the application and supporting affidavit for the amendment of a pleading. Their absence was not a curable irregularity capable of amendment or of being overlooked: the court characterized it as incurable and as destroying the competence of the appeal. Because competence of the appeal is a precondition to the court entertaining it, no substantive adjudication followed. The sanction was striking out, tempered only by the refusal to award costs against the appellant.

p. 1
03

What costs order follows where an appeal is struck out for incompetency attributable to the appellant's own record.

Holding

The court struck out the appeal but made no order as to costs, leaving each party to bear its own costs despite the appellant's procedural default.

Reasoning

Although striking out is the consequence of an incompetent appeal, the court did not penalize the appellant in costs. The disposition expressly provided that the appeal be struck out with no order as to costs. This reflects the practice of not awarding costs where an appeal is extinguished on a competency point without adjudication of the merits, though the ruling gives no reasons for declining costs.

p. 1

Legal principles established

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  • A record of appeal that omits the application and supporting affidavit for the amendment of a pleading required by rule 85(1)(c) of the Court of Appeal Rules suffers an incurable defect which renders the appeal incompetent, and such an appeal will be struck out.
  • Pages of a record of appeal must be legible; illegible pages are in breach of rule 13 of the Rules of the Court.

Court orders

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  1. 1.The appeal is struck out.
  2. 2.No order as to costs (each party to bear its own costs).

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Kakamega
KAK.H.C.C.C. No. 178 of 1991
Jurisdiction invoked
Not stated in the ruling. The matter was before the Court of Appeal as an appeal from the High Court of Kenya at Kakamega; no constitutional or statutory provision conferring jurisdiction is cited in the judgment.

Relief refused

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Hearing and determination of the appeal on the merits

The record of appeal omitted the application and supporting affidavit for the amendment of a pleading required by rule 85(1)(c); the omission was incurable and rendered the appeal incompetent, so the appeal was struck out without any adjudication of the merits.

p. 1

Costs

No order as to costs - the appeal was struck out 'but with no order as to costs', leaving each party to bear its own costs.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

This omission is incurable and renders the appeal incompetent.
p. 1Incurable omission from the record of appeal renders an appeal incompetent
It is accordingly struck out but with no order as to costs.
p. 1Final orders - appeal struck out; no order as to costs
the record does not include the application or supporting affidavit for the amendment of a pleading in breach of rule 85 (1)(c) of the rules
p. 1Mandatory contents of the record of appeal under rule 85(1)(c)
several pages in his record of appeal are not legible in breach of rule 13 of the Rules of the Court
p. 1Legibility requirement for the record of appeal under rule 13

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Nicholas Mulaya v Joel Kisia & another [2001] KECA 190 (KLR)", Case Analysis (2001). Civil Appeal No. 90 of 1999. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2001/190/eng@2001-03-21

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.