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Court of AppealDismissedCivil Application No. Nai. 47 of 2001 (28/2001 UR)

Ruth Wanza Ndumbu v Symon Mwangi Kimaru [2001] KECA 233 (KLR)

Court of Appeal of Kenya
7 May 2001
192 words in judgment
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The bottom line

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Kenya's Court of Appeal refused to pause a High Court judgment because the applicant failed both legal tests for a stay, sympathy notwithstanding.

What this practically means

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Executive summary

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This is a ruling of the Court of Appeal at Nairobi delivered on 7 May 2001 by Omolo, Lakha and Keiwua, JJ.A. in Civil Application No. Nai. 47 of 2001 (28/2001 UR). Ruth Wanza Ndumbu, the applicant before the Court, sought a stay of execution pending an intended appeal against the judgment of the High Court of Kenya at Nairobi (Ramsey, Commissioner of Assize) dated 10 May 2000 in H.C.C.C. No. 275 of 1999, in which Symon Mwangi Kimaru was the respondent. The application was brought under rule 5(2)(b) of the Court of Appeal Rules. The court applied the twin principles governing such applications: the applicant had to demonstrate that the intended appeal was arguable, and that the appeal would be rendered nugatory if the stay was withheld. Having carefully considered the submissions of the respondent, the court held that it was not persuaded that the applicant had any arguable appeal, and was equally not satisfied that the appeal would be rendered nugatory if a stay was withheld. Although the judges expressed sympathy with the applicant's predicament, they emphasised that the Court does not act on emotions or sympathies; the discretion is exercised on legal principle, not sentiment. The application was accordingly dismissed with costs to the respondent. The ruling did not disturb the High Court judgment, which remains in force and executable; it merely declined to suspend execution pending the intended appeal. As a decision of the Court of Appeal, the ruling binds the High Court and subordinate courts as a restatement of the twin test for rule 5(2)(b) applications: arguability and nugatory aspect, both of which must be satisfied before a stay can issue.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the applicant had an arguable appeal.
  2. 2.Whether the appeal would be rendered nugatory if a stay of execution was withheld.

Key legal issues

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01

Whether the applicant demonstrated an arguable appeal

Holding

The court was not persuaded that the applicant had any arguable appeal; the first limb of the rule 5(2)(b) test failed.

Reasoning

Rule 5(2)(b) requires an applicant for stay to demonstrate, as the first limb, that the intended appeal is arguable, that is, not frivolous and disclosing at least one bona fide point for consideration on appeal. The court carefully considered the submissions made by the respondent and concluded that the applicant had failed to satisfy it that any arguable appeal existed. Because the first limb of the test was not met, the application could not succeed, and there was no occasion to weigh any other equitable consideration in the applicant's favour.

p. 2
02

Whether the appeal would be rendered nugatory if the stay was withheld

Holding

The court was not satisfied that the appeal would be rendered nugatory if a stay was withheld; the second limb of the test also failed.

Reasoning

The second limb of the rule 5(2)(b) test requires the applicant to show that the appeal, if successful, would be rendered nugatory if execution of the decree is not stayed. The court expressly recorded that it was not satisfied on this limb. The two limbs are cumulative: an applicant must establish both arguability and the nugatory aspect together. Having failed to persuade the court on arguability and equally failed to demonstrate that the appeal would be rendered nugatory, the applicant could not meet the threshold for the discretionary relief sought.

p. 2
03

Whether sympathy for the applicant's predicament could justify a stay

Holding

No. The Court of Appeal does not act on emotions or sympathies; the discretion is governed by legal principle, not sentiment.

Reasoning

Although the court acknowledged the applicant's difficult position and expressed sympathy, it stated that the Court does not act on emotions or sympathies. This affirms that the discretion under rule 5(2)(b) is governed by the established legal principles of arguability and nugatory aspect, and that hardship, sympathy or the equities of an applicant's predicament cannot substitute for the twin test. The statement disciplines future stay applications: relief follows the law, not sentiment, and courts should resist equitable appeals untethered to the two limbs.

p. 2

Legal principles established

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  • An applicant for stay of execution under rule 5(2)(b) must satisfy the twin tests of an arguable appeal and that the appeal will be rendered nugatory if the stay is withheld; failure on either limb is fatal to the application.
  • The Court of Appeal exercises its discretion on stay applications according to legal principle and not on the basis of sympathy for the applicant's predicament.

Court orders

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  1. 1.The application for stay of execution pending the intended appeal is dismissed.
  2. 2.Costs of the application are awarded to the respondent.

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Nairobi
H.C.C.C. No. 275 of 1999
Jurisdiction invoked
Rule 5(2)(b) of the Court of Appeal Rules (application for stay of execution pending appeal)

Relief refused

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Stay of execution of the High Court judgment pending the intended appeal

The applicant failed both limbs of the rule 5(2)(b) test: the court was not persuaded there was any arguable appeal and was not satisfied the appeal would be rendered nugatory if the stay was withheld; sympathy for the applicant's predicament could not substitute for the legal test.

p. 2

Costs

The application fails and is dismissed with costs.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

The application fails and is dismissed with costs.
p. 2Final orders - stay application dismissed with costs to the respondent
Having carefully considered the submissions made by the respondent, we are not persuaded that the applicant has any arguable appeal.
p. 2First limb of the rule 5(2)(b) test - no arguable appeal
Nor are we satisfied that the appeal will be rendered nugatory if a stay is withheld.
p. 2Second limb of the rule 5(2)(b) test - no nugatory aspect
Much as we sympathise with the predicament in which the applicant finds herself this Court does not act on emotions or sympathies.
p. 2Discretion exercised on principle, not sympathy

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Ruth Wanza Ndumbu v Symon Mwangi Kimaru [2001] KECA 233 (KLR)", Case Analysis (2001). Civil Application No. Nai. 47 of 2001 (28/2001 UR). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2001/233/eng@2001-05-07

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.