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Court of AppealAllowed

Sameer Jethwa v Francesco Di Jethwa & another [2003] KECA 116 (KLR)

Court of Appeal of Kenya
31 January 2003
425 words in judgment
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The bottom line

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Kenya's Court of Appeal extended appeal time despite a wrong case number on court documents, choosing substance over a fatal technicality.

What this practically means

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Executive summary

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This is a single-judge ruling of the Court of Appeal of Kenya at Nairobi, delivered on 31st January 2003 by E. Owuor, JA, on a Notice of Motion dated 23rd January 2003 brought under Rule 4 of the Court of Appeal Rules by Sameer Jethwa, the intended appellant in an intended appeal against the judgment of Ang'awa, J in H.C.C.C No. 681 of 1997 delivered on 28th November 2002. Within the prescribed time after judgment the applicant filed a Notice of appeal (filed 5th December 2002 and served on 9th December 2002) and a letter requesting a certified copy of the judgment and typed proceedings (dated 2nd December 2002 and served on 11th December 2002). A pupil in his counsel's firm, however, inadvertently wrote the case number as H.C.C.C No. 6168 of 1997 instead of H.C.C.C No. 681 of 1997, with the result that no valid Notice of appeal in terms of Rule 74, nor a valid letter under the proviso to Rule 81(1), had been filed or served. The applicant accordingly sought an extension of time to file and serve compliant documents and an order expunging the defective documents. The court was satisfied that the error was a genuine human mistake and that the application was made without much delay, and exercised the court's discretion in the applicant's favour. The court ordered that the Notice of appeal and the letter applying for a certified judgment and copies of proceedings be served on the respondent within seven days, expunged the wrongly-numbered documents from the record, and directed that the costs of the motion be costs in the intended appeal. The High Court judgment was not under review in this interlocutory ruling; the decision turned entirely on the court's appellate procedural discretion.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the time within which to file and serve the Notice of appeal and the letter applying for a certified copy of the judgment and typed copies of the proceedings in H.C.C.C No. 681 of 1997 should be extended, notwithstanding that the documents as filed bore the wrong case number (H.C.C.C No. 6168 of 1997 instead of H.C.C.C No. 681 of 1997).
  2. 2.Whether the Notice of appeal filed on 5th December 2002 and served on 9th December 2002, and the letter dated 2nd December 2002 served on 11th December 2002, both bearing the wrong case number, should be expunged from the record.

Key legal issues

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01

Whether time for filing and serving the Notice of appeal and the letter applying for a certified copy of the judgment and typed proceedings should be extended where the documents bore a wrong case number due to a clerical error.

Holding

Yes. The court found that the wrong case number, H.C.C.C No. 6168 of 1997 instead of H.C.C.C No. 681 of 1997, was a genuine human mistake by a pupil in the applicant's counsel's firm; the application was made without much delay; and the Rule 4 discretion was exercised in the applicant's favour, with service of the corrected documents ordered within 7 days.

Reasoning

The applicant had filed and served the Notice of appeal and the letter requesting the certified judgment and typed proceedings within the prescribed time after the 28th November 2002 judgment, so the sole defect was the inadvertent case number. The court accepted that a pupil in counsel's firm wrote the wrong number, characterised it as a genuine human mistake rather than deliberate non-compliance, and treated the promptness of the motion as supporting indulgence. On that basis the discretion under Rule 4 was exercised in the applicant's favour rather than allowing the intended appeal to be defeated on a technicality.

p. 2
02

Whether the Notice of appeal filed on 5th December 2002 and the letter dated 2nd December 2002, both bearing the wrong case number, should be expunged from the record.

Holding

Yes. Since the defective documents did not constitute a valid Notice of appeal in terms of Rule 74 or a valid request under the proviso to Rule 81(1), the court ordered them expunged from the record forthwith, with substituted compliance through service of corrected documents within the extended time.

Reasoning

The expungement prayer was bound up with the extension prayer: the documents as filed referenced a wrong case number and therefore could not stand as the initiating documents of the appeal. Expunging them preserved the integrity of the record, while the grant of extended time ensured the applicant was not left without a valid appeal. The court identified the documents by their dates of service and dispatch and ordered their immediate removal from the record, with fresh service within seven days.

p. 2

Legal principles established

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  • Where the only defect in an intended appeal is a genuine clerical mistake, such as a wrong case number on the Notice of appeal and the letter requesting proceedings, and the application to regularise is made without undue delay, the Court will exercise its Rule 4 discretion in favour of the applicant rather than defeat the appeal on a technicality.
  • Documents that do not constitute a valid Notice of appeal or a valid request for proceedings, because they bear the wrong case number, may be expunged from the record, with compliance effected afresh within an extended period.

Court orders

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  1. 1.The Notice of appeal, and a letter applying for a certified judgment and copies of proceedings in H.C.C.C No. 681 of 1997 to be served on the respondent within 7 days from 31st January 2003, the date of the ruling.
  2. 2.The Notice of appeal served on the respondents' counsel on 9th December 2002 and the letter addressed to the Deputy Registrar dated 2nd December 2002 to be, and to stand, expunged from the record forthwith.
  3. 3.The costs of the motion to be costs in the intended appeal.

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority

Wrote the judgment

On appeal from
High Court of Kenya
H.C.C.C No. 681 of 1997
Jurisdiction invoked
Rule 4 of the Court of Appeal Rules ('the Rules of this Court'), the single Judge's power to extend time

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

I am satisfied that what happened was a genuine human mistake and that this application was made without much delay. I will therefore exercise my discretion in favour of the applicant, grant the application
p. 2Extension of time - genuine mistake and prompt application
that the Notice of appeal, and a letter applying for a certified judgment and copies of proceedings in H.C.C.C No. 681 of 1997 be served on the respondent within the same 7 days from today's date
p. 2Final orders - extension of time and service of corrected documents
the Notice of appeal served on the respondents' counsel on 9th December, 2002 and the letter addressed to the Deputy Registrar dated 2nd December, 2002 be and are hereby expunged from the record forthwith
p. 2Final orders - expungement of defective appeal documents
The costs of this motion shall be in the intended appeal.
p. 2Final orders - costs of the motion
no valid Notice of appeal in terms of Rule 74 or a letter requesting for proceedings and judgment in terms of the proviso to Rule 81(1) had been filed or served
p. 2Stated ground - effect of wrong case number on validity of Notice of appeal and request for proceedings

Issues in the judgment

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minor

The judgment refers to the letter of 2nd December 2002 as addressed to 'the Registrar' when reciting the prayer, but the operative order describes the same letter as addressed to 'the Deputy Registrar'.

minor

The respondents are referred to throughout the judgment but are never identified by name, so the full case title cannot be reconstructed from this text.

minor

The Court of Appeal application number for this Notice of Motion is not stated in the judgment; only the superior court case number H.C.C.C No. 681 of 1997 appears.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Sameer Jethwa v Francesco Di Jethwa & another [2003] KECA 116 (KLR)", Case Analysis (2003). . Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2003/116/eng@2003-01-31

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.