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Court of AppealPartially AllowedCriminal Appeal 83 of 2005

Henry Odhiambo Otieno v Republic

Court of Appeal
23 June 2006
1,540 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal freed a man because his trial used written submissions without his personal consent, making the trial invalid.

What this practically means

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Executive summary

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The appellant was convicted by a Resident Magistrate of causing grievous harm contrary to section 234 of the Penal Code and sentenced to three years' imprisonment. After hearing evidence from both sides, the trial magistrate directed that counsel file written submissions before judgment. Defence counsel complied, and the trial court considered those submissions in convicting the appellant. His first appeal to the High Court at Kisumu (Tanui, J.) was dismissed in its entirety. On this second appeal, the Court of Appeal (Bosire, O'Kubasu and Deverell, JJA) took up a single dispositive ground: the use of written submissions in the trial court. Relying on section 77(2) of the (repealed) Constitution and sections 213 and 310 of the Criminal Procedure Code, and following its earlier decision in Robert Fanali Akhuya v Republic, the court held that a criminal trial must be conducted in the accused's presence except with his consent, and that consent must be express and personal - counsel's accession to written submissions could not be attributed to the accused, who was never asked. Where written submissions are tendered without the accused's express consent, the proceedings thereafter are null and void, rendering the trial unsatisfactory. Although a retrial ordinarily follows an unsatisfactory trial, the court declined to order one because over five years had elapsed since the trial concluded, making it difficult to trace witnesses. The court quashed the conviction, set aside the sentence, and ordered the appellant's immediate release unless otherwise lawfully held. The judgment binds subordinate courts on the invalidity of written-submissions trials conducted without the accused's express consent.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.What is the consequence of filing written submissions without the consent of the accused person?
  2. 2.What are the circumstances in which a retrial should be ordered?

Key legal issues

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01

Whether counsel's agreement to written submissions constitutes the accused's consent

Holding

Counsel's accession to written submissions does not amount to the accused's consent; the Constitution envisages express consent by the accused, and the question was never put to him.

Reasoning

Section 77(2) of the Constitution entitles a charged person to defend himself before the court and requires the trial to take place in his presence except with his consent. The court held that consent must come from the accused personally and must be express; the fact that defence counsel acceded to the court's direction for written submissions could not be attributed to the accused, who was never asked.

p. 3
02

Consequence of tendering written submissions without the accused's express consent

Holding

Proceedings conducted on written submissions without the accused's express consent are thereafter null and void, rendering the trial unsatisfactory.

Reasoning

Reading sections 213 and 310 of the Criminal Procedure Code with section 77(2) of the Constitution, the court concluded that the Code provides for oral submissions only; written submissions deny the accused the fundamental right to hear and respond to submissions. Proceedings after the order for written submissions were therefore null and void and the trial unsatisfactory.

p. 4
03

Whether a retrial should be ordered where the trial is unsatisfactory

Holding

A retrial is ordinarily ordered where a trial is unsatisfactory, but the five-year lapse since the trial concluded made a retrial improper in this case.

Reasoning

The court acknowledged the general rule that an unsatisfactory trial warrants a retrial. However, over five years had passed since the trial concluded in May 2001; witnesses might be difficult to trace and various obstacles might arise from the passage of time. The court therefore quashed the conviction, set aside the sentence and ordered the appellant's release instead of a retrial.

p. 4

Legal principles established

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  • A criminal trial conducted on written submissions without the accused's express consent violates the constitutional right to defend oneself and the proceedings thereafter are null and void.
  • Counsel's accession to filing written submissions does not amount to the accused's consent; the Constitution envisages express consent from the accused personally.
  • Although a retrial ordinarily follows an unsatisfactory trial, a long lapse of time since the trial may make a retrial order improper.

Court orders

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  1. 1.Proceedings of the trial court after the date of the order for written submissions are declared null and void
  2. 2.Appellant's conviction quashed
  3. 3.Sentence of three years imprisonment set aside
  4. 4.Appellant ordered to be set at liberty forthwith, if under incarceration, unless otherwise lawfully held

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Kisumu
H.C.CR.A. No. 190 of 2001
Jurisdiction invoked
Second appeal to the Court of Appeal under the Criminal Procedure Code (Cap 75)

Relief refused

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Retrial

The long lapse of time (over five years) since conclusion of the trial militated against ordering a retrial; witnesses may be difficult to trace and obstacles may arise from passage of time.

p. 4

Costs

No costs order made in the judgment.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

That being the position we quash the appellant's conviction, set aside the sentence which was imposed on him and order that the appellant be set at liberty forthwith, if under incarceration, unless otherwise lawfully held.
p. 4Final orders - conviction quashed and appellant released
Accordingly, we order that the proceedings of the trial court after 8th May, 2001, when the order for written submissions was made are null and void and thus render the appellant's trial unsatisfactory.
p. 4Nullity of proceedings conducted on written submissions
It cannot be said that merely because the appellant's counsel acceded to putting in written submissions the accused thereby consented to that course of events. The question as to whether or not written submissions could be put in was not put to him. The Constitution envisages express consent.
p. 3Express consent of the accused required
Written submissions deny the accused that fundamental right. It is fundamental because if it were not so, the drafters of the Constitution of this Republic would not have entrenched it in the Constitution.
p. 3Fundamental right to hear and respond to submissions

Issues in the judgment

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minor

Inconsistent dates for the written submissions order: quoted order says 24/5/2001, disposition says 8th May, 2001.

minor

Citation of Dean v Republic misprinted as [966] E.A. 272.

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (1)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Henry Odhiambo Otieno v Republic", Case Analysis (2006). Criminal Appeal 83 of 2005. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2006/379/eng@2006-06-23

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.