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Court of AppealDismissedCivil Appeal 50 of 2006

Omar & another v Mbuzi & another

Court of Appeal
27 October 2006
6,324 words in judgment
View original judgmentRead on Kenya Law Watch case
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·~25 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal confirmed that a wrong party symbol on ballot papers is a serious defect that invalidates an election, not a minor error courts can overlook.

What this practically means

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Executive summary

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This was a first appeal against the decision of Khaminwa, J of the High Court at Mombasa (10th February 2006) nullifying the Magarini Constituency parliamentary election of 27th December 2002 and unseating the second respondent, Harrison Garama Kombe. The election had been conducted with ballot papers showing a ram (the symbol of Umma Patriotic Party of Kenya) instead of a pot, the correct symbol of the first respondent's party, Chama Cha Umma. The Electoral Commission postponed the election, announced the postponement in the media, then reinstated it the same evening on the strength of a letter from the first respondent headed 'resignation'. The Court of Appeal, comprising O'Kubasu, Onyango Otieno and Deverell, JJA, in a single unanimous judgment, dismissed the appeal. It held that a party symbol is integral to the ballot; a ballot paper that misleads voters goes to the foundation of a free and fair election and cannot be saved by section 28 of cap 7, which covers only minor non-compliance. The letter was a withdrawal, not a resignation, and being post-nomination and unattested it had no effect under regulation 19. The postponement and its announcement, followed by reinstatement, seriously flawed the continued election, as did the late delivery of ballot boxes in those circumstances. Allegations of violence, bribery and other irregularities remained unproved. The court affirmed the nullification, dismissed the appeal, and ordered only the appellants to pay the costs of the appeal and the petition, relieving the cleared second respondent of costs.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the ballot papers for the 27th December 2002 Magarini Constituency parliamentary elections were legally valid, and whether the first respondent's resignation/withdrawal letter could validate them
  2. 2.What was the effect of the postponement of the election and its announcement in the media, followed by reinstatement of the election
  3. 3.What was the effect of the late arrival of ballot boxes at polling stations on the parliamentary elections

Key legal issues

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01

Validity of ballot papers bearing a wrong party symbol

Holding

The ballot papers were invalid; the wrong symbol (a ram instead of a pot) misrepresented the first respondent's sponsoring party and went to the foundation of a free and fair election.

Reasoning

The court held a party symbol is an integral part of the election, identifying the candidate with the sponsoring party and guiding voters. A ballot paper that misleads rather than guides voters is the most serious defect. The election therefore did not comply with the written law or the constitutional duty to promote free and fair elections, and the defect could not be ignored or cured.

p. 8
02

Effect of the purported resignation/withdrawal letter of 26th December 2002

Holding

The letter was a withdrawal, not a resignation; being written after nominations and unattested, it had no legal effect and could not cure the defective ballot papers.

Reasoning

Resignation is available only to elected Members of Parliament, not candidates. Regulation 19 permits withdrawal only before the close of nominations and requires attestation by another person. The letter satisfied neither condition, and the candidate's name remained on the ballot papers and in the results, demonstrating it had no effect on his candidacy.

p. 8
03

Effect of postponement and reinstatement of the election announced in the media

Holding

The postponement and its announcement, followed by reinstatement, seriously affected the continued election and made it a flawed exercise; the postponement should have been sustained.

Reasoning

Voters were told the night before polling that the election was postponed; many would not turn up, and those who heard only the postponement but not the reinstatement were disenfranchised. Turnout was under 50% of registered voters. The confused announcements compounded the defect and affected the freeness and fairness of the election.

p. 9
04

Effect of late arrival of ballot boxes

Holding

The inordinate delay would ordinarily have been covered by section 28, but because it accompanied and confirmed the confused postponement announcements, it affected the free and fair election.

Reasoning

The court accepted that lateness alone is minor non-compliance saved by section 28. Here, however, the delay on polling day tended to confirm the announced postponement, deepening voter confusion; some voters returned after 3.30 pm while most had left. The delay thus contributed to the flawed exercise rather than standing alone.

p. 9
05

Allegations of violence, bribery and other electoral irregularities

Holding

Not proved to the standard required in law; the trial judge properly dismissed them and rightly declined to report any election offence to the Speaker.

Reasoning

The court independently evaluated the evidence and found the complaints of intimidation, violence, bribery, cheating, unsealed ballot boxes and campaigning within polling stations were not properly proved at the hearing. The trial judge's reasons for dismissal were proper, and her decision not to report offences to the Speaker was plainly right.

p. 5

Legal principles established

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  • A party symbol is an integral part of a parliamentary election; a ballot paper that misrepresents a candidate's party symbol misleads voters and vitiates the election.
  • A candidate may withdraw but cannot resign from candidature; withdrawal is valid only before the close of nominations and must be attested by another person.
  • The saving provision (section 28 of cap 7) applies only to minor non-compliance, not to non-compliance with a fundamental part of the election law that adversely affects the election.
  • On a first appeal the Court of Appeal must analyze and evaluate the evidence afresh and reach its own independent conclusion, allowing for the trial court's advantage of seeing witnesses.

Court orders

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  1. 1.Appeal dismissed
  2. 2.Only the appellants to pay the costs of the appeal and the costs of the petition in the Superior Court

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
On appeal from
High Court of Kenya at Mombasa
H.C. Election Petition No. 1 of 2003
Jurisdiction invoked
First appeal to the Court of Appeal under the Constitution and the applicable appellate statute (not expressly cited in the judgment)

Relief refused

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Appellants' prayer to treat the withdrawal letter as a valid resignation under section 44(4) of the Constitution allowing the election to stand

A candidate can only withdraw, not resign, and withdrawal after nomination and without attestation is of no effect under regulation 19

p. 7

Appellants' submission that the wrong symbol and other irregularities did not affect the result under section 28 of cap 7

The defect went to the foundation of a free and fair election and section 28 covers only minor non-compliance

p. 8

Second respondent's request to be relieved of costs

Rejected; costs were nonetheless shifted to the appellants only, so this request effectively succeeded

p. 10

Costs

Only the appellants will pay the costs of this appeal and the costs of the petition in the Superior Court.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

We cannot, on our part, conceive a more important defect in an election than a ballot paper that, instead of guiding voters, misleads them.
p. 8Defective ballot papers
a candidate to an election can only withdraw from being a candidate and cannot resign from being a candidate, as being a candidate is not a position one holds from which he can resign
p. 7Withdrawal vs resignation of a candidate
We think section 28 is dealing with minor non-compliance with law such as opening a polling station a few minutes later than the time scheduled in the Regulations and/or Rules but it certainly cannot be used to cover up non-compliance with a fundamental part of the written law that would, and did affect, the elections adversely.
p. 8Scope of the saving clause in election petitions
In view of the foregoing, we order that only the appellants will pay the costs of this appeal and the costs of the petition in the Superior Court. Judgment accordingly.
p. 10Final orders and costs
We have, on our own as we must do, analyzed the evidence on record afresh in details and having done so, we have come to our own independent conclusion that the petition that was before the Superior Court was properly allowed. We have no alternative but to dismiss this appeal. It is dismissed.
p. 10Disposition

Issues in the judgment

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minor

Wrong year in the judgment text regarding the announcement of continuance

minor

Inconsistent reference to the constitutional provision on promoting free and fair elections

minor

Delivery clause states Nairobi although the appeal is at Mombasa

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Omar & another v Mbuzi & another", Case Analysis (2006). Civil Appeal 50 of 2006. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2006/387/eng@2006-10-27

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.