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Court of AppealDismissedCriminal Appeal 232 of 2006

MORRIS NGACHA NJUGUNA & 3 others v REPUBLIC [2007] KECA 162 (KLR)

Court of Appeal of Kenya
12 October 2007
7,321 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal dismissed four robbery appeals, confirming that second appeals can only challenge legal errors, not facts.

What this practically means

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Executive summary

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Four men convicted of robbery with violence contrary to section 296(2) of the Penal Code and sentenced to death for the robbery of City Finance Bank, Nairobi, on 8 June 2001, in which about Kshs 7,000,000 was stolen, prosecuted consolidated second appeals to the Court of Appeal. Their convictions by the Senior Principal Magistrate's court at Kibera had been upheld on first appeal by Lesiit and Makhandia JJ. Before Bosire, Githinji and Deverell JJA the appellants attacked identification and identification parades, reliance on repudiated confession statements, failure to call the arresting and investigating officers, trial irregularities (an unsworn defence witness, substitution of the charge without a fresh plea, missing parade forms), alleged breaches of sections 72(3)(b) and 74(1) of the Constitution through prolonged police custody and torture, and inadequate consideration of defences including alibi. As second appeals under section 361 of the Criminal Procedure Code, only issues of law were open. The court held that the first appellate court had properly re-evaluated the evidence; that concurrent findings on the voluntariness of confessions would not be disturbed; that under the Bukenya principle the prosecution's failure to call the arresting and investigating officers caused no prejudice; that identification parade irregularities were not fatal; that possession of the stolen money was constructively established under the Penal Code; and that constitutional complaints raised for the first time on appeal could not be investigated by an appellate court, redress lying by application in the High Court under section 84. All four appeals were dismissed and no order as to costs was made.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether complaints of fact, such as insufficiency of evidence, are open on a second appeal under section 361 CPC
  2. 2.Whether the failure to swear Dr Nyakeri, a defence witness in the trial within a trial, vitiated the 1st appellant's trial
  3. 3.Whether the 1st appellant's confession statement was voluntarily given and true, displacing his defence of duress
  4. 4.Whether the identification of the 2nd appellant after about five minutes' observation, and an identification parade at which only he was given a biro pen to hold as a cigarette, was safe
  5. 5.Whether the failure to record a fresh plea after the charge sheet was substituted with the consolidated charge offended section 207 CPC
  6. 6.Whether the 2nd and 3rd appellants' rights under section 72(3)(b) of the Constitution were violated by prolonged detention before presentation in court
  7. 7.Whether the prosecution was obliged to call the arresting and investigating officers, and whether failure to do so prejudiced the 2nd, 3rd and 4th appellants
  8. 8.Whether the confession statement of accused No. 8 was voluntary and properly admitted and used against the 3rd appellant
  9. 9.Whether the 3rd appellant could be convicted on money recovered from the acquitted 8th accused, and whether that evidence required corroboration
  10. 10.Whether the trial Magistrate's remark on the missing parade forms shifted the burden of proof onto the 3rd appellant
  11. 11.Whether the trial Magistrate's finding that the 3rd appellant was tortured invalidated the entire proceedings
  12. 12.Whether the 4th appellant's rights under section 74(1) of the Constitution were violated by torture, and whether such a complaint could be entertained on second appeal
  13. 13.Whether the failure to specifically consider the 4th appellant's alibi defence occasioned a failure of justice

Key legal issues

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01

Scope of a second appeal under section 361 CPC

Holding

Only issues of law are cognisable; a complaint that the case was not proved to the required standard, being one of fact, is unavailable on second appeal.

Reasoning

The court emphasised that by dint of section 361 CPC only issues of law fall for consideration on a second appeal. It therefore declined to entertain the 3rd appellant's complaint that the case against him was not proved to the required standard, holding it to be an issue of fact. Concurrent findings of fact by the trial and first appellate courts, notably on the voluntariness of the confession statements and on the credibility of identifying witnesses, were left undisturbed absent any demonstrated error of law.

p. 9
02

Duty of the first appellate court to re-evaluate evidence

Holding

A first appellate court must re-evaluate the evidence and reach its own conclusions while bearing in mind that it neither saw nor heard the witnesses; the High Court here did so and could not be faulted.

Reasoning

The court restated the settled principle governing first appeals and tested the superior court's judgment against it. It found that Lesiit and Makhandia JJ had delved into the evidence, analysed it and drawn their own conclusions for each appellant. The complaints by the 2nd, 3rd and 4th appellants that the superior court failed to re-evaluate the evidence accordingly failed, the court observing that the judgment of that court spoke for itself.

p. 5
03

Failure to swear a witness before testimony

Holding

The apparently unsworn testimony of a defence witness is a mere irregularity curable under section 382 CPC where no prejudice is demonstrated.

Reasoning

Dr Nyakeri Stephen testified in the trial within a trial about injuries allegedly sustained by the 1st appellant in police custody but was apparently not sworn. The court held the omission curable: the appellant himself called the witness, the witness gave evidence that the trial court considered, and no prejudice was demonstrable. The complaint that this fundamental prejudice vitiated the trial therefore failed.

p. 6
04

Prosecution's duty to call essential witnesses

Holding

The prosecution must call all witnesses necessary to establish the truth, but failure to call the arresting and investigating officers is not fatal where no issue requires their clarification and no prejudice is shown.

Reasoning

Adopting Bukenya v Uganda, the court reiterated the three qualifications on the prosecutor's discretion: a duty to call all witnesses necessary to establish the truth, the court's own duty to call any person whose evidence is essential to a just decision, and the entitlement to draw an adverse inference where barely adequate evidence is tendered despite other available witnesses. Applying that framework, the 2nd and 3rd appellants raised no issue requiring clarification by the arresting officer, charges were presented under section 89 CPC, and the investigating officer was not essential to this case.

p. 7
05

Sufficiency of visual identification and identification parade irregularities

Holding

A five-minute observation in broad daylight suffices; failure to give other parade members a biro pen to hold, and non-production of some parade forms, do not vitiate identification where the witness picked the suspect before the request and another witness also identified him.

Reasoning

PW2 observed the 2nd appellant for about five minutes in good light and picked him before asking that he hold a biro as a cigarette, and PW3 also picked him, so the parade flaw was not fatal. The apparent conflict between PW13's evidence in chief and that of PW2 and PW3 was resolved as a typographical error, PW13 having stated in cross-examination that it was unusual for anyone to sit there. The missing parade forms for the 3rd appellant likewise did not vitiate what the court considered a clear case.

p. 7
06

Substitution of the charge without recording a fresh plea

Holding

Omission to record a fresh plea after substitution of the charge is an irregularity without consequence where the court proceeds as though a plea of not guilty had been entered and no prejudice results.

Reasoning

Section 207 CPC deals with the recording of pleas. When the charge sheet was substituted with the one consolidating the 2nd appellant's case with those of his co-accused, a fresh plea should properly have been taken. However, the court proceeded throughout as though the 2nd appellant and his co-accused had pleaded not guilty, so neither they nor any co-accused suffered prejudice, and the ground failed.

p. 7
07

Constitutional violations raised for the first time on second appeal

Holding

Alleged breaches of sections 72(3)(b) and 74(1) of the Constitution cannot be determined on a second appeal where they were not raised in the courts below and the material is inadequate; the remedy is an application in the High Court under section 84.

Reasoning

The 2nd appellant complained of detention from 9 June 2001 without production in court within 14 days; the 3rd and 4th appellants complained of torture. The court held that on the material before it the 2nd appellant's rights could not be said to have been breached, that torture is a question of fact with no supporting evidence on record, and that an appellate court lacks the jurisdiction to investigate such complaints. The proper course is an application under section 84 in the High Court.

p. 10
08

Possession of robbery proceeds recovered from a third party

Holding

Penal Code possession includes knowingly having property in the actual possession or custody of another person or in any place for one's use or benefit, so money recovered at an appellant's instance grounds conviction.

Reasoning

The 3rd appellant led police to his girlfriend, from whose single room Kshs 300,000 was recovered in a bag of beans, and admitted in his defence giving her the money; the 1st appellant's information led to recovery of Kshs 202,002 from his wife's brother's house under a mattress. Applying the Penal Code definition of possession, physical possession by another did not exculpate them. The 1st appellant, knowing where the money was and how it got there, was duty-bound to explain it, and his explanation incriminated him.

p. 9
09

Retracted confession of a co-accused and the need for corroboration

Holding

A self-recorded, voluntary confession confirmed by the recovery of the money is properly admitted against the person implicated; the recovery corroborates it and it is not accomplice evidence requiring further support.

Reasoning

Accused No. 8's statement implicated the 3rd appellant as the person who gave her Kshs 300,000 at about 11 a.m. on the day of the robbery, and she led police to the money. The court found the statement voluntary and true, since the recovery confirmed it, and held it properly admitted against the 3rd appellant. Although retracted, the recovery was corroborative and no further evidence was necessary; her acquittal under section 210 CPC followed from the 3rd appellant's own admission, so there were no double standards, and Njuguna v R did not apply to the facts.

p. 8
10

Effect of a finding that a confession was extracted by torture

Holding

A finding that a confession was procured by torture does not invalidate the entire trial where the statement is excluded and the torture was directed only at extracting the confession.

Reasoning

The trial Magistrate had found, in the trial within a trial, that the 3rd appellant's extra-judicial statement was not voluntarily obtained because he had been tortured, and excluded it. The Court of Appeal held that the alleged torture was aimed at extorting the confession only and did not affect the other aspects of the case, so it did not invalidate the proceedings. Any constitutional claim lay under section 84 of the Constitution, though the court made no finding that the 3rd appellant's rights were violated.

p. 9
11

Alleged shift of the burden of proof

Holding

The trial Magistrate's remark that missing parade forms were a calculated move to circumvent justice cast no burden of proof on the appellant, though the remark itself was unjustified.

Reasoning

The 3rd appellant complained that the trial Magistrate's observation about the failure to produce some parade forms shifted the burden of proof to him. The Court of Appeal found nothing in the statement casting any burden on the appellant to prove anything, while observing, with due respect, that there was no evidence before the Magistrate of a calculated move to subvert justice and that the remark was unfortunate, misplaced and unnecessary; the failure to avail the forms could well have been an innocent mistake.

p. 9
12

Failure to specifically consider an alibi defence

Holding

Failure to specifically discuss an alibi does not occasion a failure of justice where the evidence against the accused is overwhelming.

Reasoning

The 4th appellant stated in his defence that he was at Saba Saba Market on the material date. The trial Magistrate set out the defence in her judgment but did not specifically discuss it, and the superior court did not do so either. The court held that given the overwhelming identification evidence of PW1, PW3, PW4 and PW13, including identification by a scar on his face, the omission did not occasion a failure of justice.

p. 10

Legal principles established

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  • On a second appeal, by dint of section 361 of the Criminal Procedure Code, only issues of law fall for consideration; complaints of fact and concurrent findings of fact are not open.
  • A first appellate court is required to re-evaluate the evidence, draw its own conclusions bearing in mind the trial court's findings, while remembering that it neither saw nor heard the witnesses.
  • Failure to administer an oath to a witness is a mere irregularity curable under section 382 CPC where no prejudice is shown.
  • The prosecutor bears a duty to call or make available all witnesses necessary to establish the truth, even though their evidence may be inconsistent (the Bukenya principle), but omission of the arresting or investigating officer is not fatal absent prejudice.
  • Under the Penal Code, possession includes knowingly having property in the actual possession or custody of another person, or in any place, for one's own or another's use or benefit.
  • Constitutional complaints of torture or prolonged police custody raised for the first time on second appeal cannot be investigated and remedied by an appellate court; redress lies by application in the High Court under section 84 of the Constitution.

Court orders

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  1. 1.All four appeals dismissed, with the direction 'Orders accordingly'; the convictions and death sentences as upheld on first appeal stand undisturbed

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Nairobi
H.C.CR.A. NO. 532-2, 534, 535 & 538
Jurisdiction invoked
Second appeal to the Court of Appeal under section 361 of the Criminal Procedure Code, by dint of which only issues of law fall for consideration

Relief refused

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Allowance of the four appeals and setting aside of the convictions and sentences of death

Every ground failed: the identification evidence was sound, the confessions were found voluntary on concurrent findings, the recoveries corroborated them, and no trial irregularity caused prejudice

p. 10

Redress for alleged violations of section 72(3)(b) (production in court within 14 days) and section 74(1) (torture) of the Constitution

The complaints were raised for the first time on second appeal, the material was inadequate, and the Court of Appeal, being an appellate court, cannot investigate such complaints; the remedy is an application in the High Court under section 84

p. 10

Costs

The judgment makes no order as to costs.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

We have said enough to show that the four appellants' respective appeals have no merit. In the result, we dismiss all these appeals. Orders accordingly.
p. 10Final orders - dismissal of all four appeals
As must be obvious these are second appeals, and by dint of the provisions of section 361 of the Criminal Procedure Code (CPC) only issues of law fall for consideration.
p. 2Scope of second appeals
First, there is a duty, on the director to call or make available all witnesses necessary to establish the truth, even though their evidence may be inconsistent.
p. 7Prosecution's duty to call witnesses (Bukenya principle)
includes not only having in one's own personal possession, but also knowingly having anything in the actual possession or custody of any other person, or having anything in any place (whether belonging to or occupied by oneself or not) for the use or benefit of oneself or of any other persons
p. 9Statutory definition of possession under the Penal Code
The issue of torture and indeed other Constitutional issues are being raised here for the first time. The jurisdiction of this Court being appellate only, it is not possible to investigate such complaints so as to be able to grant appropriate redress.
p. 10Constitutional redress and the limits of appellate jurisdiction
It would have been more prudent to give the biro to other parade members, but the failure to do so was not fatal.
p. 7Identification parade irregularities
in our view the apparent failure to swear the witness was a mere irregularity which is curable under section 382 CPC.
p. 6Curable irregularities at trial

Issues in the judgment

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minor

The 2nd appellant's name is rendered inconsistently within the judgment: the caption reads 'MICHAEL KUBEN WAIGANJO', the evidence narrative calls him 'Michael Kabau Waiganjo', and the judgment on his grounds calls him 'Michael Kabeni Waiganjo'.

minor

The date of the 2nd appellant's arraignment is given as 18th September, 2007, which is impossible since the High Court had already delivered judgment on 27/2/2006; the year is evidently a typographical error for 2001.

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (3)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "MORRIS NGACHA NJUGUNA & 3 others v REPUBLIC [2007] KECA 162 (KLR)", Case Analysis (2007). Criminal Appeal 232 of 2006. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2007/162/eng@2007-10-12

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.