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Court of AppealDismissedApplication dated 24th June 2009 (arising from H.C.C.C. 792 of 2003)

Samuel Njirani Ngabia v Michael Thungu Wanyoike & another [2009] KECA 16 (KLR)

Court of Appeal of Kenya
13 November 2009
716 words in judgment
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The bottom line

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Kenya's Court of Appeal refused to extend time to appeal because the applicant offered no good reasons, no draft appeal grounds, and delayed six months.

What this practically means

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Executive summary

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This is a single-judge ruling of the Court of Appeal at Nairobi, delivered by Nyamu JA on 13 November 2009, on an application dated 24 June 2009 brought under Rule 4 of the Court's rules seeking leave to file a Notice of Appeal and Record of Appeal out of time, in a matter arising from a ruling in H.C.C.C. 792 of 2003 delivered by Khamoni J on 8 May 2009. The applicant, through his advocate Mr George Korongo, argued that he applied promptly for copies of the formal order and filed without inordinate delay. The 1st respondent, through Mr Charles Ngugi, opposed, contending that the application was incompetent for naming Khaminwa J instead of Khamoni J, that the delay was unexplained, that a Notice of Appeal did not require the ruling, and that no arguable appeal was demonstrated. Applying the Wasike v Swala criteria, the court held that the applicant had neither set out intended grounds nor annexed a draft memorandum of appeal or the ruling, had failed to file a notice of appeal even though copies of the ruling were not needed for that purpose, and had not addressed prejudice, which was evident from the respondent being kept since 2003 from the fruits of judgment. The court further found the application incompetent for referring to a non-existent ruling, and held it subverted the overriding objective under sections 1A and 1B of the Civil Procedure Act and sections 3A and 3B of the Appellate Jurisdiction Act. The application was dismissed with costs to the 1st respondent.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the applicant should be granted leave to file a Notice of Appeal and Record of Appeal out of time
  2. 2.Whether the delay in filing the Notice of Appeal and Record of Appeal was inordinate and adequately explained
  3. 3.Whether the intended appeal is frivolous
  4. 4.Whether the respondent would suffer undue prejudice if the extension were granted
  5. 5.Whether the application is competent, given that its heading refers to a ruling by a wrongly named judge

Key legal issues

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01

Requirements for extension of time under Rule 4

Holding

The application fails all the established requirements: the intended appeal is not shown to be arguable, the six-month delay is unexplained, and the respondent would be gravely prejudiced by continued denial of the fruits of a 2003 judgment.

Reasoning

The court applied the Wasike v Swala criteria. The applicant neither set out intended grounds nor annexed a draft memorandum of appeal or the ruling. No notice of appeal had been filed despite it not requiring copies of the ruling. The underlying judgment dated from 2003, nearly six years earlier, so keeping the respondent from the fruits of judgment constituted the greatest prejudice.

p. 2
02

Competence of the application

Holding

The application is incompetent because its heading and supporting affidavit refer to a ruling by Khaminwa J when the ruling was in fact given by Khamoni J.

Reasoning

The 1st respondent raised the misnomer, and the court accepted that the reference to a non-existent ruling rendered the application patently incompetent, independently of the failure to satisfy the Rule 4 criteria.

p. 2
03

Overriding objective

Holding

Granting the application would subvert the overriding objective by generating further delay and costs.

Reasoning

The court invoked sections 1A and 1B of the Civil Procedure Act and sections 3A and 3B of the Appellate Jurisdiction Act, holding that allowing an unmeritorious, late application would prolong litigation already six years old.

p. 2

Legal principles established

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  • Before the Court exercises its discretion to extend time, the applicant must show that the intended appeal is not frivolous, that the application was brought without inordinate delay, and that the respondent would not suffer undue prejudice if the application were allowed.
  • Filing a Notice of Appeal does not depend on the availability of a copy of the ruling or order appealed from.
  • An application that misdescribes the decision it seeks to challenge is patently incompetent.

Court orders

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  1. 1.The application dated 24th June 2009 for leave to file a Notice of Appeal and Record of Appeal out of time is dismissed with costs to the 1st respondent

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority

Wrote the judgment

On appeal from
High Court of Kenya
H.C.C.C. 792 of 2003
Jurisdiction invoked
Rule 4 of the Court of Appeal Rules (unfettered discretion to extend time)

Relief refused

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Leave to file a Notice of Appeal out of time

The applicant failed to show the intended appeal was not frivolous, did not explain the six-month delay, and a notice of appeal does not require a copy of the ruling

p. 2

Leave to file the Record of Appeal out of time

No draft memorandum of appeal or copy of the ruling was annexed and no good reasons were given for the failure to file

p. 2

Costs

Costs of the application awarded to the 1st respondent

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

that the appeal or the intended appeal is not frivolous, that the application has been brought without inordinate delay and that the respondent would not suffer undue prejudice if the application is not allowed
p. 2Rule 4 extension-of-time criteria
There cannot in my opinion be greater prejudice to a respondent than the frustration of keeping him away from the fruits of a judgment in his favour given nearly 6 years ago.
p. 2Prejudice to respondent from delay
the application itself refers to a non existent ruling in the heading and is therefore patently incompetent
p. 2Competence of applications
All in all, I decline to exercise my unfettered discretion in favour of the applicant and I hereby dismiss the application with costs to the 1 st respondent.
p. 2Final orders / disposition
It is so ordered.
p. 2Final orders

Issues in the judgment

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minor

The judgment misstates the trial judge's name in its recital of the application, referring to 'Khaminwa J' while correctly noting the ruling was by 'Khamoni J'.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Samuel Njirani Ngabia v Michael Thungu Wanyoike & another [2009] KECA 16 (KLR)", Case Analysis (2009). Application dated 24th June 2009 (arising from H.C.C.C. 792 of 2003). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2009/16/eng@2009-12-13

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.