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Court of AppealPartially AllowedCriminal Appeal 106 of 2009

Bob Ayub v Republic [2010] KECA 321 (KLR)

Court of Appeal of Kenya
30 April 2010
2,631 words in judgment
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The bottom line

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Kenya's Court of Appeal threw out a murder conviction because the trial judge mishandled assessors and judge replacement, but ordered a fresh trial rather than release.

What this practically means

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Executive summary

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This was a first appeal against conviction and sentence of death for murder imposed by the High Court at Kisii (Musinga, J.) on 27th February 2009. The Court of Appeal (Bosire, Waki and Onyango Otieno, JJA) did not evaluate the evidence afresh; instead it declared the trial a nullity on procedural grounds. First, the trial began on 25th October 2006 with the aid of three assessors at a time when sections 262 and 263 of the Criminal Procedure Code mandatorily required High Court trials to be conducted with three assessors. Mid-trial the record went silent about the assessors: there was no summing up, no recorded opinions, and no mention in the judgment of what had become of them. Even though the assessor provisions were repealed by Act No. 7 of 2007 during the trial, section 23(3)(e) of the Interpretation and General Provisions Act required the trial to continue with assessors to its conclusion. Second, when Musinga J took over the part-heard trial after the death of Bauni J, he failed to comply with section 200(3) as applied by section 201(2), by informing the appellant of his right to demand that witnesses be resummoned and reheard; the court held this mandatory duty runs to the accused personally and is not discharged by his representation by counsel. Third, the judge wrongly invoked section 211 instead of section 306(2) in putting the appellant on his defence, but this was held a minor, curable error under section 382. The State conceded the appeal but sought a retrial. Applying the Muiruri v Republic principles, the court allowed the appeal, set aside the conviction and sentence of death, and ordered a retrial before a judge other than Musinga J, under the post-repeal law without assessors, directing that the appellant be remanded in police custody, produced before the trial court within 14 days, and tried expeditiously. No costs order was made.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the trial was vitiated by the court failing to proceed with, sum up to, or record the opinions of the assessors with whose aid the trial began
  2. 2.Whether Musinga J's takeover of the part-heard trial from the deceased Bauni J without complying with section 200(3) of the Criminal Procedure Code infringed the appellant's right to a fair trial
  3. 3.Whether the judge's reliance on section 211 rather than section 306(2) of the Criminal Procedure Code in putting the appellant on his defence was fatal
  4. 4.Whether, the trial having been declared a nullity, a retrial should be ordered

Key legal issues

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01

Continuation of trial with assessors after mid-trial repeal of the assessor provisions

Holding

The trial was vitiated because, having commenced with the aid of three assessors when the assessor provisions were still in force, the court neither proceeded with, summed up to, nor recorded the opinions of the assessors; the transitional provision in section 23(3)(e) of the Interpretation and General Provisions Act required the trial to continue with assessors to the end.

Reasoning

Sections 262 and 263 of the Criminal Procedure Code as applicable at the material time mandatorily required all High Court trials to be with the aid of three assessors. The record was silent on what became of the assessors after selection: no summing up, no recorded opinions, no mention in the judgment. Even if part of the hearing occurred after the repeal by Act No. 7 of 2007, section 23(3)(e) of the Interpretation and General Provisions Act preserved the requirement that the trial continue with assessors.

p. 2
02

Section 200 compliance on transfer of a part-heard trial to a succeeding judge

Holding

Musinga J's failure to inform the appellant of his right under section 200(3) to demand that any witness be resummoned and reheard, as applied to the High Court by section 201(2), infringed the fair-trial guarantee and contributed to the nullity.

Reasoning

Section 201(2) applies section 200 mutatis mutandis to High Court trials. The record contained no evidence that the succeeding judge explained the appellant's right to have witnesses reheard. The State's argument that the appellant was represented by counsel was rejected: the mandatory statutory duty runs to the accused himself, and a bare assertion of compliance in the judgment is hollow without record evidence.

p. 3
03

Wrong statutory provision invoked for putting the accused on his defence

Holding

The judge's invocation of section 211 (applicable to subordinate courts) instead of section 306(2) of the Criminal Procedure Code was a curable irregularity causing no prejudice.

Reasoning

Section 211 governs subordinate-court trials; the correct provision for the High Court is section 306(2). However, the manner of compliance with both is the same and the message to the accused was in any event conveyed, so the error was minor and curable under section 382 of the Criminal Procedure Code.

p. 3
04

Whether a retrial should be ordered following the nullity

Holding

A retrial was ordered: the offence involved loss of human life, the witnesses remained available, only about a year had elapsed, and a proper retrial could be mounted in the interests of justice and of the appellant.

Reasoning

Applying the Muiruri v Republic principles, the court weighed the illegality in the original trial against the interests of justice. Given the gravity of the offence, the availability of witnesses, and the short time elapsed since conviction, the balance favoured a retrial before a judge other than Musinga J, under the post-repeal law without assessors.

p. 3

Legal principles established

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  • Where a criminal trial began with the aid of assessors before their repeal, the trial must continue with the aid of assessors to the end under section 23(3)(e) of the Interpretation and General Provisions Act
  • A trial which begins with the prescribed number of assessors and continues with less than that number, without the reasons required under section 298 of the Criminal Procedure Code being recorded, is unlawful and a fundamental departure infringing the right to a fair trial
  • A succeeding judge in the High Court taking over a partly heard criminal trial must comply with section 200 of the Criminal Procedure Code (as applied by section 201(2)), including informing the accused of the right to demand that any witness be resummoned and reheard; representation by an advocate does not discharge that duty
  • Retrial principles: a retrial is ordered only where the interests of justice require it and it is unlikely to cause injustice to the appellant, considering the defects in the original trial, elapsed time, and whether the mistakes were entirely of the prosecution's making

Court orders

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  1. 1.The appeal is allowed
  2. 2.The conviction and sentence of death imposed upon the appellant are set aside
  3. 3.The appellant shall be retried by any Judge of competent jurisdiction other than Musinga J
  4. 4.The retrial shall proceed under the law after the repeal of the sections relating to assessors by Act No. 7 of 2007
  5. 5.The appellant to be remanded in police custody and produced before the trial court within 14 days of the judgment
  6. 6.The retrial to be concluded expeditiously

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
On appeal from
High Court of Kenya at Kisii
H.C.CR.C. No. 57 of 2005
Jurisdiction invoked
First appeal to the Court of Appeal against conviction and sentence in a murder trial (Criminal Procedure Code appellate provisions)

Relief refused

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Outright acquittal / release of the appellant

The State sought and the court ordered a retrial because human life was lost, witnesses were still available and a proper retrial could be mounted in the interest of justice

p. 3

Costs

No costs order made; criminal appeal.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

In the upshot, the appeal is allowed. The conviction and sentence of death imposed upon the appellant are set aside. He shall be retried by any Judge of competent jurisdiction other than Musinga J.
p. 3Final orders - appeal allowed, conviction and sentence set aside, retrial ordered
A trial which has begun with the prescribed number of assessors and continues with less than that number is unlawful unless the case can be brought precisely within section 294 of the Criminal Procedure Code
p. 3Lawfulness of trials with assessors
The trial of the appellant in this case was plainly unlawful and it infringed on the appellant’s right to a fair trial as envisaged at the time.
p. 3Fair trial infringement
it was the appellant who was on trial and the duty of the court was to the appellant and not to his advocate. The written law makes that duty mandatory.
p. 3Section 200(3) duty owed to the accused personally
It will only be made where the interest of justice requires it and if it is unlikely to cause injustice to the appellant.
p. 3Retrial principles
We direct that the appellant be remanded in police custody for production before the trial court within 14 days of this judgment and we further direct that his trial be concluded expeditiously.
p. 3Custody and expeditious retrial directions

Issues in the judgment

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minor

The judgment reproduces the Cherere Gikuli quotation referring to section 294 of the Criminal Procedure Code while the court's own discussion cites section 298 for the equivalent provision on absence of assessors; the discrepancy appears within the quoted historical material and may reflect the pre-Independence numbering of the Code.

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (2)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Bob Ayub v Republic [2010] KECA 321 (KLR)", Case Analysis (2010). Criminal Appeal 106 of 2009. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2010/321/eng@2010-04-30

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.