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Court of AppealAllowedCivil Appeal (Application) 87 of 2004

Dorcas Indombi Wasike v Benson Wamalwa Khisa [2010] KECA 331 (KLR)

Court of Appeal of Kenya
23 April 2010
1,750 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal allowed a land dispute appeal to proceed despite a missing certified decree, prioritising fair case resolution over strict procedural rules.

What this practically means

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Executive summary

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This is a ruling of the Court of Appeal (Bosire, Githinji and Onyango Otieno, JJA) on an application by the appellant, Dorcas Indombi Wasike, for leave to file a supplementary record of appeal to include a certified copy of the decree appealed from, in an appeal against a Kitale High Court judgment of 9 July 1999 awarding 5.3 acres of land to the respondent. The application, brought under Sections 3A and 3B of the Appellate Jurisdiction Act enacting the overriding objective, was prompted by the respondent's counsel's intimation that he would contest the certification of the decree already in the record. The Court rejected the respondent's argument that the overriding objective does not vary the strict requirement of Rule 85(1) for a certified copy of the decree, holding that the statutory overriding objective is a principle of substantive law that prevails over subsidiary legislation and must inform the construction of the Court's rules. Following its own decision in Deepak Kamani, the Court held that failure to include a primary document does not render an appeal incompetent, that Rule 85(2A) is deemed amended to embrace all documents in Rule 85(1), and that leave may accordingly be granted to introduce a certified copy of the decree by supplementary record. The Court deemed the application properly brought under Rules 85(2A) and 89(3), found the intended appeal not frivolous and no undue prejudice to the respondent, allowed the application, gave 14 days to file the supplementary record, and awarded the costs of the application to the respondents. The underlying appeal remains pending; the decision below was not disturbed.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the overriding objective principle in Sections 3A and 3B of the Appellate Jurisdiction Act overrides the strict requirement of Rule 85(1)(h) that the record of appeal contain a certified copy of the decree
  2. 2.Whether a primary document, including a certified copy of the decree, may be introduced by way of a supplementary record of appeal
  3. 3.Under which provisions an application for leave to file a supplementary record of appeal should be made
  4. 4.Whether, on the merits, leave should be granted to file a supplementary record of appeal incorporating a certified copy of the decree

Key legal issues

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01

Whether the overriding objective varies the strict requirement of Rule 85(1)(h) for a certified copy of the decree

Holding

Yes. The contention that Sections 3A and 3B do not vary Rule 85(1)(h) was rejected; the statute prevails over subsidiary legislation and the rules must be construed through the lens of the overriding objective.

Reasoning

The Court held the overriding objective principle was introduced into the law by statute and is inherently a principle of substantive law. Section 3A(1) not only enacts the principle but expressly superimposes it on the application of the existing rules, so the rules should be construed in a manner facilitating the just, expeditious, proportionate and affordable resolution of appeals. Strict application striking out appeals over a primary document is therefore erroneous.

p. 2
02

Whether primary documents may be included by supplementary record of appeal

Holding

Yes. The Deepak Kamani decision overruled previous strict decisions and enriched Rule 89(3), and Rule 85(2A) is deemed amended to embrace all documents in Rule 85(1), so leave may be granted to include any of those documents.

Reasoning

The Court read Deepak Kamani as overruling prior decisions that struck out appeals on purely technical grounds for omission of primary documents, and as allowing introduction of primary documents by supplementary record. Since the overriding objective is superimposed on the rules, Rule 85(2A) is deemed amended so that any document in Rule 85(1), including a certified copy of the decree, may be included with leave.

p. 2
03

Under which provisions the application for leave should be brought

Holding

Under Rule 85(2A) together with Rule 89(3); the Court deemed the present application, though brought under Sections 3A and 3B, as properly made under those rules.

Reasoning

The Court identified two rules permitting supplementary records: Rule 85(2A), which requires leave, and Rule 89(3), which does not. Rule 85(2A) governs omitted documents the record should contain, so the application should have been founded on Rules 85(2A) and 89(3); the Court exercised its discretion to deem the application properly made under those rules rather than dismiss it on a technicality.

p. 3
04

Whether leave should be granted on the merits

Holding

Yes. The intended appeal was not frivolous (as earlier found in Wasike v Khisa & Another), the decree had been executed, and the respondent would suffer no undue prejudice; allowing the application furthered the overriding objective.

Reasoning

The appeal sought to set aside a judgment awarding 5.3 acres to the respondent; the dispute had raged since 1972 and the appellant's husband allegedly occupied and developed the land. In the earlier extension-of-time decision the Court had found the intended appeal not frivolous and that the decree had been executed with the respondent in possession, so no undue prejudice would follow from allowing the application.

p. 3

Legal principles established

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  • The overriding objective principle is a principle of substantive law enacted by statute and prevails over the Court of Appeal Rules where they conflict; the rules must be construed to facilitate the just, expeditious, proportionate and affordable resolution of appeals.
  • Failure to include a primary document in the record of appeal does not render an appeal incompetent under the overriding objective; where an alternative exists, the Court should not strike out the appeal.
  • It is now permissible, depending on the facts and circumstances of each case, for an appellant to introduce a primary document including a certified copy of the decree by a supplementary record of appeal, and Rule 85(2A) is deemed amended to embrace all documents specified in Rule 85(1).

Court orders

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  1. 1.Leave granted to the applicant to file a supplementary record of appeal incorporating a certified copy of the decree within 14 days from the date of the ruling
  2. 2.The present application deemed properly made under Rule 85(2A) and Rule 89(3) of the Court of Appeal Rules
  3. 3.Costs of the application given to the respondents

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
On appeal from
High Court of Kenya at Kitale
Kitale H.C.C.C. No. 17 of 1997 (Original Eldoret H.C.C.C. No. 27 of 1996)
Jurisdiction invoked
Sections 3A and 3B of the Appellate Jurisdiction Act, and Rules 85(2A) and 89(3) of the Court of Appeal Rules (the application deemed brought under those rules)

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

it is now permissible depending on the facts and circumstances of each case for an appellant to introduce a primary document including a certified copy of the decree by a supplementary record of appeal.
p. 3Introduction of primary documents by supplementary record
We agree as submitted by Mr. Amolo that, where there is a conflict between the statute ( overriding objective principle) and a subsidiary legislation (rules of this Court) the statute must prevail.
p. 2Statute prevails over subsidiary legislation
the rules should also be construed in a manner which facilitates the just, expeditious, proportionate and affordable resolution of the appeals.
p. 2Construction of Court of Appeal Rules through the overriding objective
we allow the application and give leave to the applicant to file a supplementary record of appeal incorporating a certified copy of the decree within 14 days from the date hereof. We give the costs of this application to the respondents.
p. 3Final orders - leave granted with costs to respondents

Issues in the judgment

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minor

The judgment inconsistently refers to the same Rule 85 sub-rule as both 85(1)(a) and 85(1)(h) when setting out the requirement for a certified copy of the decree.

minor

The decision in Premier Dairy Ltd. is dated 2008 yet counsel's prompt to make this application and the application itself (appeal filed 30 April 2004, ruling delivered 23 April 2010) are described in a way that makes the chronology of reliance on it unclear.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Dorcas Indombi Wasike v Benson Wamalwa Khisa [2010] KECA 331 (KLR)", Case Analysis (2010). Civil Appeal (Application) 87 of 2004. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2010/331/eng@2010-04-23

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.