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Court of AppealAllowedCriminal Appeal No. 369 of 2011

E L v Republic [2015] KECA 165 (KLR)

Court of Appeal
10 December 2015
1,008 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal quashed a 30-year defilement sentence because the guilty plea was taken irregularly after an adjournment.

What this practically means

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Executive summary

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The appellant was convicted of defilement contrary to Section 8(1) as read with Section 8(2) of the Sexual Offences Act upon his own plea of guilty and sentenced to 30 years' imprisonment. His first appeal to the High Court at Kitale (Muketi, J.) was dismissed, and he appealed to the Court of Appeal as a second appeal, limited by Section 361 of the Criminal Procedure Code to points of law. Counsel for the appellant argued that the plea was not unequivocal: the appellant was not warned of the consequences of pleading guilty; the plea was not taken afresh after a mid-stream adjournment to obtain the P3 form; his mitigation negated the charge; the charge cited the wrong sub-section of Section 8 given the complainant's age of 14; and the appellant may have been a minor. The Court agreed the charge was defective in citing Section 8(2) rather than Section 8(3), but held the defect curable under Section 382 of the Criminal Procedure Code as the sentence was legal and no prejudice was occasioned. However, applying its prior decision in Joseph Marangu Njau v Republic, the Court held the plea irregular because it was not taken afresh after the adjournment, and further held that the appellant's mitigation, which described the complainant as his girlfriend, negated the plea of guilty so that a plea of not guilty ought to have been entered. Noting that no birth certificate or age assessment report was produced and the court never enquired into the appellant's age, the Court found doubts in the prosecution case that should have benefited the appellant. The appeal was allowed, the conviction quashed, the sentence set aside, and the appellant ordered set free forthwith unless otherwise lawfully held.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the appellant's plea of guilty upon which he was convicted and sentenced to 30 years' imprisonment was unequivocal
  2. 2.Whether the defect in the charge (citing Section 8(2) instead of Section 8(3) of the Sexual Offences Act) was fatal or curable
  3. 3.Whether the appellant was a minor at the time of the offence

Key legal issues

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01

Regularity of the plea-taking after an adjournment

Holding

The plea was irregularly taken because it was not taken afresh after the mid-stream adjournment.

Reasoning

The court had held in Joseph Marangu Njau v Republic that an accused may change his mind between pleading and the completion of the statement of facts, so after an adjournment the plea must be taken afresh. Here the trial court adjourned mid-stream to allow the prosecutor to obtain the P3 form but resumed without retaking the plea, which the Court of Appeal held was an irregularity.

p. 2
02

Effect of a plea in mitigation that negates the charge

Holding

The appellant's mitigation, asserting the complainant was his girlfriend, negated the plea of guilty.

Reasoning

The appellant stated that the complainant was his girlfriend and that there was nothing wrong in what he did. This was inconsistent with an admission of guilt, so the trial court ought to have entered a plea of not guilty and proceeded to a full hearing or adjourned for hearing.

p. 2
03

Defective charge under the Sexual Offences Act

Holding

The charge was defective but curable under Section 382 of the Criminal Procedure Code since no prejudice was occasioned.

Reasoning

The complainant was 14 years old, so the applicable provision was Section 8(3) and not Section 8(2) of the Sexual Offences Act, which relates to victims aged 11 years and below. The miscitation did not prejudice the appellant because the sentence imposed was legal, rendering the defect curable.

p. 2
04

Whether the appellant was a minor

Holding

Doubts about the appellant's age should have been resolved in his favour.

Reasoning

The charge sheet stated the appellant's age as 18 years, but no birth certificate or age assessment report was produced and the trial court made no inquiry into his age. A Youth Association Membership card found with him suggested he may have been 17, so doubts in the prosecution case should have benefited the appellant.

p. 2

Legal principles established

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  • Where a court adjourns mid-stream during the statement of facts after a plea of guilty, the plea must be taken afresh when the court resumes; failure to do so is irregular.
  • A plea in mitigation that negates the charge is inconsistent with a plea of guilty, and the court should in such circumstances enter a plea of not guilty.
  • A defective charge citing the wrong sub-section does not vitiate a conviction where no prejudice is occasioned and the sentence imposed is legal, being curable under Section 382 of the Criminal Procedure Code.

Court orders

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  1. 1.Appeal allowed
  2. 2.Conviction quashed
  3. 3.Sentence of 30 years' imprisonment set aside
  4. 4.Appellant to be set free forthwith unless otherwise lawfully held

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Kitale
H.C.CR.A. No. 65 of 2010
Jurisdiction invoked
Second appeal under Section 361 of the Criminal Procedure Code, limited to points of law

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

In such case, after adjournment, the court is supposed to take the plea afresh.
p. 2Plea-taking procedure after adjournment
That did not happen in this case. Instead, the record in this appeal shows that mid-stream in the statement of facts, the court granted the prosecutor’s application for adjournment to enable him obtain the P3 form but when the court resumed, the plea was not taken afresh. That was irregular.
p. 2Irregularity of the plea in this case
In the circumstances, the court should have entered a plea of not guilty and proceeded to hear the case or adjourned it for hearing on a later date.
p. 2Mitigation negating plea of guilty
The defect was therefore curable under Section 382 of the Criminal Procedure Code.
p. 2Curable defect in the charge
Consequently, we allow this appeal, quash the conviction and set aside the sentence imposed upon the appellant. The appellant shall be set free forthwith unless otherwise lawfully held.
p. 2Final orders - conviction quashed and sentence set aside

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "E L v Republic [2015] KECA 165 (KLR)", Case Analysis (2015). Criminal Appeal No. 369 of 2011. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2015/165/eng@2015-12-10

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.