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Court of AppealDismissedCriminal Appeal No. 157 of 2014

Daniel Karuma alias Njaluo v Republic [2015] KECA 404 (KLR)

Court of Appeal
25 September 2015
3,062 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal dismissed a robber's second appeal, ruling his courtroom misconduct justified excluding him from his own trial without violating his fair trial rights.

What this practically means

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Executive summary

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The Court of Appeal at Nairobi (Okwengu, Mwera and Kantai, JJ.A) dismissed a second appeal by Daniel Karuma alias Njaluo against his conviction for robbery with violence under section 296(2) of the Penal Code and the death sentence imposed by the Chief Magistrate's Court at Thika, which the High Court (Ogola and Kamau, JJ) had affirmed on first appeal. The court confined itself, under section 361 of the Criminal Procedure Code, to issues of law. On the reasonable-time guarantee in section 77(1) of the former Constitution, it held that the roughly seven-year delay was attributable to the complainant's grievous injuries and hospitalization, the turnover of five magistrates, and the appellant's own adjournment requests and misconduct, and was therefore not unreasonable. On exclusion from trial, the court held that the appellant's disruptive and violent conduct made continuation in his presence impracticable, that his right to be present was conditional on orderly conduct, and that he could not leverage an outcome brought about by his own misconduct; it also noted he failed to appeal the exclusion ruling when made. On the evidence, the court applied the recognition-identification principles in Anjononi and Maitanyi, finding the complainant's recognition of the appellant, PW2's testimony, and a recorded confession sufficient to discharge the burden of proof beyond reasonable doubt. The court acknowledged the trial magistrate erred in referring to evidence from prior proceedings in a de novo trial, but held this an inconsequential infraction. The appeal was dismissed in its entirety on 25 September 2015.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the appellant was accorded a fair trial, in particular whether his trial was conducted within a reasonable time
  2. 2.Whether the exclusion of the appellant from the trial contravened section 77(2) of the former Constitution
  3. 3.Whether the learned judges of the High Court failed to reconsider or re-evaluate the evidence, including the evidence of identification
  4. 4.Whether the prosecution proved the case beyond reasonable doubt

Key legal issues

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01

Whether the trial was conducted within a reasonable time under section 77(1) of the former Constitution

Holding

Delay was caused by factors outside the control of the prosecution and the court (complainant's grievous injuries, turnover of magistrates, appellant's own applications and conduct) and was not unreasonable.

Reasoning

The court examined the trial record spanning 2002 to 2009. The complainant's grievous injuries, including hospitalization, accounted for much of the delay, as did the turnover of five magistrates and the appellant's own insistence on recalling the complainant and his refusal to proceed. Since the delay was attributable to parties and circumstances beyond prosecution and court control, it was reasonable and not a constitutional contravention.

p. 3
02

Whether exclusion of the appellant from the trial violated section 77(2) of the former Constitution

Holding

The exclusion was proper; the appellant's disruptive and violent conduct rendered his continued presence impracticable, and the trial court rightly invoked section 77(2).

Reasoning

The record showed repeated misbehaviour, threats, and violence by the appellant, culminating in a ruling on 27 November 2008 excluding him. The court held the right to presence was conditional on orderly conduct, the appellant compromised that right by his own misconduct, and he further failed to challenge the exclusion ruling by appeal when it was made, raising it only after conviction.

p. 4
03

Whether the first appellate court re-evaluated the evidence, including the single identifying witness's evidence of recognition

Holding

The High Court did re-evaluate the evidence; identification was by recognition of a known person, corroborated by PW2 and a confession, and could safely sustain conviction.

Reasoning

The court applied the principles in Maitanyi v Republic and Anjononi v Republic on single-witness identification and recognition. The complainant knew the appellant and interacted with him before the attack; PW2 confirmed the complainant named the appellant; and a recorded confession corroborated the prosecution case. The burden of proof beyond reasonable doubt was discharged.

p. 5
04

Whether the trial magistrate's reference to evidence from previous proceedings in a de novo hearing vitiated the trial

Holding

The reference was wrong in principle but an inconsequential infraction, since the evidence before the trial magistrate could stand alone.

Reasoning

The court acknowledged that in a de novo hearing previous proceedings cease to exist and cannot be referred to. However, because the evidence adduced before the trial magistrate independently sufficed to sustain conviction, the slip did not occasion a miscarriage of justice and the conviction stood.

p. 5

Legal principles established

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  • On a second appeal, the Court of Appeal is confined to issues of law only under section 361 of the Criminal Procedure Code and must pay homage to concurrent findings of fact of the two courts below unless based on no evidence, a perversion of evidence, or findings no reasonable tribunal would reach.
  • An accused's right to be present at trial under section 77(2) of the former Constitution may be lost where his own conduct renders the continuation of proceedings in his presence impracticable; he cannot then leverage that outcome to attack the trial.
  • In a trial heard de novo, no reference may be made to evidence adduced in the previous proceedings, as those proceedings cease to exist for the purposes of the new trial.

Court orders

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  1. 1.Appeal dismissed in its entirety
  2. 2.Conviction and sentence of death as by law prescribed left standing (implied by dismissal of the appeal against conviction and sentence)

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Nairobi
HCCRA No. 336 of 2009
Jurisdiction invoked
Section 361 of the Criminal Procedure Code (second appeal limited to matters of law)

Relief refused

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Quashing of conviction and setting aside of death sentence

No violation of the right to a fair trial; the appellant's own misconduct justified his exclusion; evidence of identification and proof were sufficient

p. 5

Costs

No costs order made in the judgment.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

For these reasons we find no substance in this appeal and do therefore dismiss the appeal in its entirety.
p. 5Final orders - dismissal of appeal
The appellant's right to be present during the trial was dependent on his conducting himself in a manner consistent with the sobriety of the trial.
p. 4Loss of right to presence through misconduct
He cannot therefore be allowed to leverage on an outcome brought about by his own misconduct to vilify the proceedings of the trial court.
p. 4Estoppel by misconduct
the essence of a de novo hearing is that the matter commences afresh and no reference can be made to the previous proceedings, as they cease to exist in so far as the new trial is concerned.
p. 5De novo hearings
The delay cannot therefore be said to have been unreasonable. Nor was the delay a contravention of section 77(1) of the former Constitution of Kenya.
p. 3Reasonable time guarantee

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Daniel Karuma alias Njaluo v Republic [2015] KECA 404 (KLR)", Case Analysis (2015). Criminal Appeal No. 157 of 2014. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2015/404/eng@2015-09-25

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.