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Court of AppealDismissedCivil Appeal (Application) No. 36 of 2013

Timmamy Abdalla v Swaleh Salim Swaleh Imu & 3 others [2016] KECA 438 (KLR)

Court of Appeal
17 June 2016
3,283 words in judgment
View original judgmentRead on Kenya Law Watch case
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·~13 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal ruled that being an election dispute alone doesn't earn the right to appeal to the Supreme Court; specific public importance must be shown.

What this practically means

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Executive summary

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This is a ruling of the Court of Appeal at Nairobi (Kariuki, Mwilu and Azangalala, JJ.A.) on an application by Fahim Yasim Twaha seeking leave and a certificate under Article 163(4)(b) of the Constitution that his intended appeal to the Supreme Court, from the Court of Appeal's judgment of 13th January 2014 in Civil Appeal No. 36 of 2012 (arising from Malindi election petitions Nos. 4 and 5 of 2013), involves matters of general public importance. The applicant raised four issues: that election disputes are ipso facto of general public importance; the scope of Articles 38, 81, 83 and 86; the security of counter-foils of used ballot papers; and whether leave is required for Supreme Court appeals in election disputes. The court applied the certification principles from Hermanus Phillipus Steyn v Giovanni Gnecchi-Ruscone, holding that the character of a case as an election dispute is irrelevant, that the constitutional provisions were not interpreted below (and such cases would anyway lie as of right under Article 163(4)(a)), that the counter-foil issue did not transcend the case, and that leave is required under Article 163(4)(b). Procedural objections - filing within the determined appeal, absence of a Notice of Change of Advocates, and delay - were all excused as non-prejudicial under the overriding objective. The motion was dismissed with costs.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether an election dispute is, ipso facto, a matter of general public importance warranting certification
  2. 2.Whether the scope of Articles 38, 81, 83 and 86 of the Constitution raises a matter of general public importance
  3. 3.Whether the security of counter-foils of used ballot papers raises a matter of general public importance
  4. 4.Whether leave is a prerequisite before exercising the right of appeal from a decision of the Court of Appeal in an election dispute
  5. 5.Whether the application is competent, being filed within the appeal, by counsel not on record, late, and duplicating an application before the Supreme Court

Key legal issues

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01

Whether an election dispute is ipso facto a matter of general public importance

Holding

No. The character or type of case is irrelevant; the applicant must identify specific elements of general public importance transcending the particular case.

Reasoning

The court held that certification cannot rest on the mere label of the dispute. The Steyn principles require the intending appellant to show that the issue transcends the circumstances of the case and bears significantly on the public interest. Because the applicant did not discharge that burden, the fact that the dispute was an election dispute was insufficient for certification.

p. 5
02

Whether the Court should delineate the scope of Articles 38, 81, 83 and 86 of the Constitution

Holding

No. The courts below were not called upon to interpret those provisions, and a case involving constitutional interpretation would anyway lie as of right under Article 163(4)(a), requiring no certificate.

Reasoning

A perusal of the judgments of the High Court and the Court of Appeal showed no issue framed requiring interpretation of those provisions, and full arguments were not made on them. Had the applicant genuinely sought interpretation or application of the Constitution, he would have had a direct right of appeal under Article 163(4)(a) rather than seeking certification under Article 163(4)(b).

p. 6
03

Whether the security of counter-foils of used ballot papers raises a matter of general public importance

Holding

No. The issue as framed neither transcends the parties' dispute nor is a substantial point with significant bearing on the public interest; it merely challenges the Court's statement of the correct legal position against an administrative practice.

Reasoning

There was no allegation that the Court misapprehended the law or that its decision conflicted with other decisions, and no demonstration that the alleged practice was notorious. The Court simply stated the correct legal position as opposed to a practice applied by election officers, which cannot satisfy the Steyn principles for certification.

p. 6
04

Whether leave is a prerequisite for an appeal to the Supreme Court from the Court of Appeal in an election dispute

Holding

Leave is required where the appeal is brought under Article 163(4)(b); only cases involving interpretation or application of the Constitution attract an appeal as of right under Article 163(4)(a).

Reasoning

The court found the provisions of Article 163(4) plain and held the applicant had demonstrated no case for further Supreme Court input on the leave requirement. Certification under Article 163(4)(b) necessarily requires the matter of general public importance threshold to be met before an appeal lies, whereas constitutional interpretation cases proceed as of right.

p. 6
05

Whether the application was incompetent for procedural defects - filing within the appeal, counsel not on record, delay, and duplication before the Supreme Court

Holding

No prejudice was shown from filing within the appeal or from absence of a Notice of Change of Advocates; the delay was not inordinate; and the application was legitimate because the Supreme Court had declined to entertain the parallel application while this one was pending.

Reasoning

The court applied the overriding objective in Sections 3A and 3B of the Appellate Jurisdiction Act and Article 159(2)(d) of the Constitution to overlook procedural defects since the respondents fully responded. The Supreme Court Rules impose no time limit for certification applications, and the parallel Supreme Court application had not been determined, so the legitimacy of this application was acknowledged.

p. 5

Legal principles established

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  • An election dispute is not, by its character or type alone, a matter of general public importance; the applicant bears the obligation to identify and concisely set out the specific elements of general public importance attributed to the matter
  • The phrase 'a matter of general public importance' should not be rigidly defined; the Supreme Court's principles in Hermanus Phillipus Steyn govern certification
  • Only one question of general public importance need be demonstrated for certification to be granted
  • Leave is required to appeal to the Supreme Court from the Court of Appeal under Article 163(4)(b); an appeal as of right lies only under Article 163(4)(a) in cases involving interpretation or application of the Constitution
  • Failure to file a Notice of Change of Advocates before acting on a certification application is not fatal and may be overlooked under the overriding objective

Court orders

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  1. 1.Dismissed the applicant's notice of motion dated 19th February, 2014 seeking leave and certification to appeal to the Supreme Court
  2. 2.Dismissed the application with costs

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
Philomena Mbete Mwilu
P. M. MwiluJA
Currently serving
majority
majority
On appeal from
High Court of Kenya at Malindi
H.C. Elec. Petition No. 4 of 2013 Consolidated with H.C. Election Petition No. 5 of 2013
Jurisdiction invoked
Article 163(4)(b) of the Constitution - certification that a matter of general public importance is involved; Sections 15 and 16 of the Supreme Court Act; Rule 31(2) of the Supreme Court Rules

Relief refused

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Certificate under Article 163(4)(b) that the intended appeal involves matters of general public importance

None of the four issues raised by the applicant satisfied the Hermanus Phillipus Steyn principles: an election dispute is not per se a matter of general public importance; the constitutional provisions were not interpreted below; the counter-foil issue neither transcends the case nor bears significantly on the public interest; and the leave question is answered by the plain words of Article 163(4)

p. 6

Costs

Dismissed with costs to the respondents

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

The fact that the dispute is an election dispute, per se, is not sufficient for certification.
p. 5Certification - election disputes not ipso facto matters of general public importance
We also add that only one question of general public importance need be demonstrated for certification to be granted.
p. 4Certification - single question sufficient
We think an attempt at a definition will be counterproductive and may, in fact, impede development of jurisprudence in this area.
p. 3Refusal to define 'a matter of general public importance'
The short answer is that leave will be required if the application is made under Article 163 (4) (b) of the Constitution.
p. 6Leave required for Article 163(4)(b) appeals
The upshot of our above consideration is that we find no merit in the applicant's notice of motion dated 19th February, 2014. We dismiss it with costs.
p. 6Final orders - dismissal with costs

Issues in the judgment

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minor

The Steyn principles as reproduced in the judgment skip item (viii), numbering runs from (vii) to (ix)

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Timmamy Abdalla v Swaleh Salim Swaleh Imu & 3 others [2016] KECA 438 (KLR)", Case Analysis (2016). Civil Appeal (Application) No. 36 of 2013. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2016/438/eng@2016-06-17

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.