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Court of AppealDismissedCivil Appeal No. 173 of 2011

Georege Gikubu Mbuthia v Housing Finance Company of Kenya Limited & 2 others [2018] KECA 86 (KLR)

Court of Appeal
23 November 2018
4,089 words in judgment
View original judgmentRead on Kenya Law Watch case
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·~16 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal confirmed it only decides what you actually appealed against — everything else is outside its jurisdiction.

What this practically means

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Executive summary

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The appellant in person appealed against a High Court ruling (Waweru J, 8th July 2011) dismissing his Notice of Motion to strike out the 3rd respondent's Bill of Costs. The suit HCCC No. 1203 of 2006 had been withdrawn by the appellant's notice of 15th June 2007; on 26th June 2007 the Deputy Registrar recorded that the suit was withdrawn with costs, whereupon the 3rd respondent lodged a Bill of Costs. The appellant, who never filed a reference against the Deputy Registrar's order, later moved to strike out the Bill as scandalous and an abuse of process. The Court of Appeal (Nambuye, Kiage & Otieno-Odek, JJA) held that its jurisdiction was confined by the Notice of Appeal and Rule 104 to the ruling of 8th July 2011, and dismissed all grounds and prayers outside it, including the claims of forgery, rectification of the Register and vacant possession of LR No. 36/11/1 Eastleigh. On the merits, the Court applied the doctrine of sanctity of record and Section 90 of the Evidence Act, holding that no affidavit was needed to prove the order of 26th June 2007 absent any allegation of tampering. It further held, following Sound Entertainment and Machira & Co. Advocates, that challenge to a Bill of Costs lies by reference under paragraph 11 of the Advocates' Remuneration Order, and declined to dismiss the Bill because no such reference existed. The appeal was dismissed with costs to the 3rd respondent and the High Court ruling affirmed. Note: the judgment inconsistently refers to the impugned ruling as dated 8th July 2007 in places.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the Court of Appeal has jurisdiction to consider grounds and declaratory prayers falling outside the Ruling dated 8th July 2011 and the Notice of Appeal
  2. 2.Whether the trial judge erred in relying on the court record to find that costs had been awarded to the 3rd respondent without proof by affidavit
  3. 3.Whether the 3rd respondent's Bill of Costs dated 29th June 2007 ought to be struck out/dismissed

Key legal issues

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01

Scope of appellate jurisdiction as defined by the Notice of Appeal

Holding

The Court has no jurisdiction to entertain grounds or prayers outside the ruling appealed from; the jurisdiction is confined by the Notice of Appeal and Rule 104 of the Court's rules.

Reasoning

The Notice of Appeal expressly identified the Ruling of 8th July 2011 as the decision appealed against. Declaratory orders concerning the Rawal ruling, the earlier Court of Appeal judgment, alleged forgeries and the Eastleigh property were never part of that ruling. Grounds and prayers exceeding the Notice of Appeal are therefore outside the Court's competence and merit no consideration.

p. 3
02

Proof of entries in the court record - sanctity of record

Holding

The court record speaks for itself and is prima facie proof of its correctness; no affidavit was required to prove the Deputy Registrar's order of 26th June 2007 awarding costs.

Reasoning

Invoking the concept of sanctity of record and Section 90 of the Evidence Act on presumption of genuineness of court reports, the Court held that what is endorsed on the court record is sacrosanct. The appellant neither alleged tampering nor challenged the authenticity of the entry recording withdrawal of the suit with costs; his prayer for a declaration of nullity was itself an admission that the order existed on record.

p. 5
03

Procedure for challenging a Bill of Costs

Holding

A party objecting to a decision on a Bill of Costs must pursue a reference to a judge under paragraph 11 of the Advocates' Remuneration Order; the Court declined to dismiss the Bill of Costs because the proceedings did not arise from such a reference.

Reasoning

Citing Sound Entertainment Limited and Machira & Co. Advocates v Arthur K. Magugu, the Court noted that objection to a taxing officer's decision is by notice within fourteen days and application to a judge under paragraph 11. The record showed no reference to the High Court arising from taxation of the 3rd respondent's Bill of Costs, so the striking-out route adopted by the appellant was misconceived.

p. 5

Legal principles established

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  • The jurisdiction of the Court of Appeal is confined and defined by the Notice of Appeal; grounds of appeal raised outside the ambit of the Notice of Appeal do not merit consideration.
  • The court record is prima facie proof of its own correctness; absent contestation of tampering or authenticity, no affidavit is needed to prove the contents of a court record.
  • Objection to the decision of a taxing officer lies by way of reference to a judge under paragraph 11 of the Advocates' Remuneration Order, not by an application to strike out a Bill of Costs.

Court orders

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  1. 1.All grounds of appeal outside the confines of the ruling dated 8th July 2011 and the Notice of Appeal are dismissed
  2. 2.The appeal is dismissed with costs to the 3rd respondent
  3. 3.The ruling of the High Court dated 8th July 2011 is affirmed and upheld

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Nairobi
H.C.C.C. No. 1203 of 2006 (Ruling of 8th July 2011)
Jurisdiction invoked
Appellate jurisdiction under the Court's rules; jurisdiction confined by the Notice of Appeal and Rule 104 of the Court of Appeal Rules ("The jurisdiction of this Court is confined and defined by the Notice of Appeal filed in this matter and as denoted by Rule 104 of the rules of the Court.")

Relief refused

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Declaratory orders that the Deputy Registrar's order of 26th June 2007, Rawal J's order of 22nd October 2007 and the Court of Appeal order of 20th March 2009 are null and void

These matters fall outside the Ruling of 8th July 2011 which is the subject of the Notice of Appeal

p. 4

Orders for rectification/expungement of the Register of Titles, surrender of the indenture for LR No. 36/11/1 Eastleigh, and vacant possession

The impugned ruling did not consider the validity of any conveyance instrument, possession or occupation of the Eastleigh property

p. 4

Dismissal of the 3rd respondent's Bill of Costs dated 29th June 2007

The proceedings did not arise from a Reference under the Advocates' Remuneration Order and the court record showed the suit was withdrawn with costs

p. 5

Costs

The appeal is dismissed with costs to the 3rd respondent.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

For the above stated reasons, the upshot is that this appeal has no merit and is hereby dismissed with costs to the 3 rd respondent. The ruling of the High Court dated 8th July 2011 be and is hereby affirmed and upheld.
p. 5Disposition - dismissal of appeal and affirmation of the High Court ruling
The jurisdiction of this Court is confined and defined by the Notice of Appeal filed in this matter and as denoted by Rule 104 of the rules of the Court.
p. 4Jurisdiction defined by Notice of Appeal
We further hold that unless there is contestation and dispute on tampering or authenticity and veracity of the court record, there was no need for an affidavit to prove the contents of a court record.
p. 5Sanctity of the court record
Based on this fact, we decline to grant the order dismissing the Bill of Costs for the reason that the proceedings before the High Court and this Court do not arise from a Reference under the Advocates Remuneration Order.
p. 5Correct procedure for challenging a Bill of Costs
This being a first appeal, we are reminded of our primary role as a first appellate court namely, to re-evaluate, re-assess and reanalyze the extracts on the record and then determine whether the conclusions reached by the learned trial Judge are to stand or not and give reasons either way.
p. 3Duty of a first appellate court

Issues in the judgment

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minor

The judgment inconsistently dates the impugned High Court ruling as 8th July 2011 in the record and paragraphs 1 and 26, but refers to it as 'the Ruling dated 8 th July 2007' in paragraphs 15, 16, 19 and 25.

minor

The judgment quotes the trial judge's record as describing the notice of withdrawal as 'dated 15th June 2017' where the surrounding text and the record show the date was 15th June 2007.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Georege Gikubu Mbuthia v Housing Finance Company of Kenya Limited & 2 others [2018] KECA 86 (KLR)", Case Analysis (2018). Civil Appeal No. 173 of 2011. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2018/86/eng@2018-11-23

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.