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Court of AppealPartially AllowedCriminal Appeal No. 149 of 2017

Nathan Khaemba Makokha v Republic [2019] KECA 24 (KLR)

Court of Appeal
30 December 2019
3,663 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal upheld a defilement conviction but scrapped the mandatory life sentence, restoring the trial court's original 30-year term.

What this practically means

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Executive summary

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The appellant was convicted by the Chief Magistrate's Court at Eldoret of defilement of a nine-year-old girl contrary to Section 8(1) as read with Section 8(2) of the Sexual Offences Act and sentenced to thirty years' imprisonment. His first appeal to the High Court (Kimondo, J.) was dismissed on 17th May 2016, but the learned Judge set aside the thirty-year sentence as unlawful and substituted life imprisonment, holding that Section 8(2) mandated a life sentence for defilement of a child aged eleven or below. On second appeal, the Court of Appeal confined itself to matters of law under Section 361 of the Criminal Procedure Code. It upheld the concurrent findings of the two lower courts that the prosecution had proved penetration, the complainant's age (confirmed by the birth certificate), and identification of the appellant as her teacher and neighbour beyond reasonable doubt. It rejected the contention that the medical evidence breached Sections 33 and 77 of the Evidence Act, since Dr. Kibet was the maker of the P3 form. On the fair trial complaint, the Court held the State had no obligation to provide free legal representation when the appellant was arraigned before the 2010 Constitution and the Legal Aid Act, and he had not sought an adjournment to instruct counsel. However, allowing the appeal in part on sentence, the Court applied Muruatetu and Kilwake and set aside the enhanced life imprisonment, restoring the trial court's discretionary sentence of thirty years effective from the trial court's date of sentence, and upholding the conviction. The judgment was delivered under Rule 32(2) of the Court of Appeal Rules, Githinji JA having retired before delivery.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the charge against the appellant was proved to the required standard
  2. 2.Whether the medical evidence including the P3 form was properly tendered in evidence
  3. 3.Whether the appellant's right to fair trial was infringed due to failure to be given an opportunity to instruct another counsel when his previous counsel withdrew from acting
  4. 4.Whether the enhanced mandatory life imprisonment imposed by the High Court was lawful

Key legal issues

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01

Scope of second appeal under Section 361 of the Criminal Procedure Code

Holding

The Court's mandate is limited to matters of law; it will not interfere with concurrent findings of fact unless the lower courts misdirected themselves or were plainly wrong.

Reasoning

The Court invoked Section 361(1), which bars appeal on matters of fact or against sentence except where enhanced, and adopted the Karani v R formulation that omissions or commissions by the trial and first appellate courts in evaluating evidence are treated as matters of law justifying interference. The Court nonetheless re-examined the evidence and upheld the concurrent findings on age, penetration and identification.

p. 3
02

Admissibility of medical evidence and the P3 form

Holding

No contravention of Sections 33 and 77 of the Evidence Act arose because Dr. Kibet, who filed, signed and produced the P3 form, was its maker.

Reasoning

The appellant contended that Dr. Kibet produced documents as a non-maker in breach of the Evidence Act. The Court found the contention misconceived since the same doctor examined the complainant, filled and signed the P3 form and produced it, laying a proper basis for the medical evidence corroborating penetration.

p. 3
03

Right to State-funded legal representation where trial counsel withdraws

Holding

The State had no obligation to provide free legal representation at the time of arraignment, which preceded the Constitution of 2010 and the Legal Aid Act, and the appellant never sought an adjournment to instruct new counsel.

Reasoning

Article 50(2)(g) and (h) guarantees an assigned advocate where substantial injustice would result, but following Joseph Kakei Kaswili v R, the right to State-funded legal aid was merely aspirational before the Legal Aid Act 2016. The appellant was arraigned on 26th July 2010, before the 2010 Constitution, and did not request an adjournment or inform the court he needed counsel, so no infringement was established.

p. 4
04

Legality of the enhanced mandatory life imprisonment for defilement

Holding

The enhanced life sentence could not stand because it was imposed on the basis that Section 8(2) of the Sexual Offences Act mandated life imprisonment, contrary to Muruatetu and Kilwake; the trial court's discretionary 30-year sentence was restored.

Reasoning

Applying Muruatetu (mandatory death sentence unconstitutional for denying sentencing discretion) and Kilwake (extending that reasoning to the Sexual Offences Act), together with Christopher Ochieng and Jared Koita Injiri, the Court held the High Court erred in enhancing the sentence as a matter of legal mandate. The trial magistrate had properly exercised discretion in imposing 30 years, which was substituted with effect from the trial court's date of sentence.

p. 4

Legal principles established

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  • On a second appeal, the Court of Appeal's mandate is confined to matters of law only, and it will not interfere with concurrent findings of fact unless the lower courts considered matters they ought not to have, failed to consider matters they should have, or were plainly wrong.
  • Mandatory minimum sentences under the Sexual Offences Act must be interpreted so as not to deprive courts of sentencing discretion in light of Muruatetu.

Court orders

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  1. 1.Conviction of the appellant upheld
  2. 2.Life imprisonment imposed by the High Court set aside
  3. 3.Sentence substituted with imprisonment for a term of thirty (30) years with effect from the date of sentence by the trial court

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Eldoret
HCCRA No. 199 of 2011
Jurisdiction invoked
Section 361 of the Criminal Procedure Code (second appeal on matters of law only)

Relief refused

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Challenge to the conviction on sufficiency of evidence, identification, admissibility of medical evidence and fair trial grounds

Concurrent findings of the two lower courts upheld; prosecution proved its case beyond reasonable doubt; Dr. Kibet was the maker of the P3 form; the appellant did not seek an adjournment to instruct counsel

p. 3

Costs

No costs order was made in the judgment.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

This being a second appeal, our mandate is limited under Section 361 of the Criminal Procedure Code to consideration of matters of law only.
p. 3scope of second appeal
We cannot interfere with the decision of the superior court on facts unless it is demonstrated that the trial court and the first appellate court considered matters they ought not to have considered or that they failed to consider matters they should have considered or that looking at the evidence as a whole they were plainly wrong in their decision, in which case such omission or commission would be treated as matters of law.
p. 3interference with concurrent findings of fact
We therefore uphold the concurrent findings of the two lower courts, and find that the prosecution proved its case against the appellant beyond reasonable doubt.
p. 3conviction upheld
we are satisfied that the enhanced mandatory life imprisonment imposed upon the appellant by the learned Judge cannot stand as it is evident that the trial Magistrate properly exercised his discretion in imposing the sentence of 30 years.
p. 4mandatory sentencing under the Sexual Offences Act
We find it appropriate to intervene and hereby set aside the life imprisonment imposed on the appellant by the learned Judge and substitute the life imprisonment with one of imprisonment for a term of thirty (30) years with effect from the date of sentence by the trial court. We uphold the conviction of the appellant for the offence charged.
p. 4final orders

Issues in the judgment

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minor

The coram lists Githinji JA, but the judgment recites that he had ceased to hold office by retirement at delivery; only Okwengu and Mohammed JJA signed the judgment.

minor

The judgment at one point describes Section 8(2) of the Sexual Offences Act as providing for a 'minimum' sentence of life imprisonment although it elsewhere prescribes a mandatory life sentence.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Nathan Khaemba Makokha v Republic [2019] KECA 24 (KLR)", Case Analysis (2019). Criminal Appeal No. 149 of 2017. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2019/24/eng@2019-12-30

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.