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Court of AppealDismissedCriminal Appeal No. 13 of 2017

Alfonce Kosgei Rotich v Republic [2019] KECA 447 (KLR)

Court of Appeal of Kenya
25 July 2019
3,591 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal confirmed a life sentence for defilement, ruling that an accused's fair trial rights were not breached.

What this practically means

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Executive summary

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This is a second appeal by Alfonce Kosgei Rotich against the High Court at Eldoret (Kimondo, J.) which had dismissed his appeal against conviction for defilement contrary to section 8(1) and (2) of the Sexual Offences Act and a life sentence imposed by the Resident Magistrate's Court. The victim, an eight-year-old girl, was defiled by the appellant, a domestic worker at her guardian's home, and her testimony was corroborated by medical evidence in a P3 form. Before the Court of Appeal, the appellant argued that the case was not proved beyond reasonable doubt, that the voire dire examination of the child witness was flawed, that her evidence lacked corroboration, that the language of the proceedings infringed his fair trial rights, and that the trial court failed to comply with section 200(3) of the Criminal Procedure Code when a second magistrate took over and recalled the complainant. The Court, confined to questions of law under section 361(1), held that the appellant understood Kiswahili and his fair trial rights were not breached, that the recall of the complainant caused no prejudice and served the interests of justice, that there is no fixed format for a voire dire examination, that the High Court properly re-evaluated the evidence as a first appellate court, and that all elements of defilement were proved. Relying on the proviso to section 124 of the Evidence Act, the Court confirmed that corroboration is not mandatory where the victim's truthfulness is established. The Court declined to disturb the sentence, holding the trial magistrate had deliberately exercised her discretion, and dismissed the appeal in its entirety.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.whether the appellant was subjected to a fair trial
  2. 2.whether the voire dire examination carried out on EN was proper
  3. 3.whether the High Court properly discharged its duty of re-considering, analyzing and re-evaluating the evidence that was adduced before the trial court, and came to its own conclusion
  4. 4.whether all the elements of the charge against the appellant were established

Key legal issues

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01

Whether the appellant's right to a fair trial was breached by the language of the proceedings

Holding

No breach: the appellant understood Kiswahili, was represented by counsel, never complained of the language, and gave his defence in Kiswahili

Reasoning

Article 50(2)(m) entitles an accused to an interpreter only where he cannot understand the language used at trial. The appellant elected Keiyo at plea, but witnesses testified mainly in Kiswahili, he cross-examined witnesses through counsel, and gave his unsworn defence in Kiswahili, evidencing comprehension. The right does not extend to a language the accused merely prefers.

p. 3
02

Whether the taking over of the trial by a second magistrate and the recall of the complainant violated section 200(3) of the Criminal Procedure Code

Holding

No prejudice arose; the recall of the complainant was in the interest of justice and the ground was rejected

Reasoning

The purpose of an election under section 200(3) is to prevent prejudice from a change of magistrate. Here the critical witness, EN, had given evidence before the change; the prosecutor sought her recall, the appellant's counsel raised no objection, and the new magistrate agreed. The recall gave the incoming magistrate a better appreciation of the evidence, so no miscarriage of justice occurred.

p. 3
03

Whether the voire dire examination of the child witness was properly conducted

Holding

Yes; the differing findings by the two magistrates were not contradictory and both examinations were proper

Reasoning

A voire dire examination is subjective, depending on the magistrate's opinion and the questions posed, and there is no fixed format for it. The witness was slightly older and more confident at the second examination, explaining the different conclusions on understanding the oath. The questions and answers ideally should be recorded verbatim for the benefit of the appellate court.

p. 3
04

Whether the High Court properly re-evaluated the evidence as a first appellate court

Holding

Yes; the judge properly reconsidered, analysed and re-evaluated the evidence and drew his own conclusions

Reasoning

The learned judge guided himself with the correct authorities, examined the question of identification and recognition, assessed the complainant's consistency under cross-examination, analysed the medical evidence and the P3 form, and dealt with the issue of the victim's age. His fresh analysis demonstrated that he discharged his first appellate duty and cannot be faulted.

p. 4
05

Whether all elements of defilement were proved beyond reasonable doubt, and whether corroboration was required

Holding

Yes; the victim's identification evidence, consistent with the medical evidence, proved penetration and identity, and corroboration was not mandatory

Reasoning

Defilement requires proof that the victim is a child, that penetration occurred (partial penetration suffices), and that the accused was the perpetrator. The complainant, who knew the appellant as an employee, gave consistent sworn testimony corroborated by the medical evidence. Under the proviso to section 124 of the Evidence Act, a court may convict on the victim's evidence alone if satisfied, for recorded reasons, that she is truthful.

p. 4
06

Whether the sentence should be disturbed

Holding

No; the trial magistrate deliberately exercised her discretion in imposing the sentence and this Court had no reason to interfere

Reasoning

The High Court declined to disturb the sentence, and this Court found from the proceedings that the trial magistrate deliberately exercised her sentencing discretion. Absent an error in the exercise of discretion, an appellate court will not interfere with the sentence imposed.

p. 4

Legal principles established

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  • On a second appeal, the Court of Appeal considers only matters of law and cannot interfere with findings of fact unless the trial court and first appellate court considered matters they ought not to have considered, failed to consider matters they should have considered, or were plainly wrong on the evidence as a whole.
  • Article 50(2)(m) requires an interpreter only if the accused does not understand the language used at the trial, not a language the accused merely prefers.
  • A court may nullify proceedings for use of an ununderstood language only where it is clear from the record, beyond doubt, that the accused did not at all understand what went on during the trial.
  • There is no particular format for a voire dire examination of a child witness; it is a subjective examination depending on the opinion of the magistrate conducting it, and differing results at different examinations are not necessarily contradictory.
  • The elements of defilement under section 8(1) of the Sexual Offences Act are: that the victim is a child, that there has been penetration of the child's genital organs by the perpetrator's genital organs (partial penetration suffices), and that the perpetrator is established to be the accused.
  • In a sexual offence case, corroboration of the victim's evidence is not mandatory; a court may convict on the evidence of the victim alone if, for reasons recorded, it is satisfied the victim is telling the truth (proviso to section 124, Evidence Act).

Court orders

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  1. 1.The appeal is dismissed in its entirety

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Eldoret
H.C.CR.A. No. 188 of 2012
Jurisdiction invoked
Second appeal under section 361(1) of the Criminal Procedure Code, limited to questions of law

Relief refused

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Allowance of the appeal against conviction and sentence

All elements of the offence of defilement were established to the required standard and the evidence was sufficient to sustain the conviction

p. 4

Interference with the life sentence

The trial magistrate deliberately exercised her discretion in imposing the sentence

p. 4

Costs

No costs order was made in the judgment; the appeal was simply dismissed in its entirety.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

The upshot of the above is that we find no merit in this appeal and do therefore dismiss it in its entirety.
p. 4Final orders - dismissal of the appeal
By dint of the provisions of section 361 of the Criminal Procedure Code, we are enjoined to consider only matters of law.
p. 2Scope of a second appeal
Article 50(2)(m) does not require the court to provide an interpreter for a language which the appellant prefers but to provide an interpreter if the appellant does not understand the language used at the trial.
p. 3Right to an interpreter under Article 50(2)(m)
A person who causes penetration with a child is guilty of an offence termed defilement.
p. 4Definition of defilement
Provided that where in a criminal case involving a sexual offence the only evidence is that of the alleged victim of the offence, the court shall receive the evidence of the alleged victim and proceed to convict the accused person if, for reasons to be recorded in the proceedings, the court is satisfied that the alleged victim is telling the truth.
p. 4Proviso to section 124 of the Evidence Act - corroboration not mandatory
If anything, the recall was in the interest of justice as it provided the new magistrate with a better opportunity to appreciate the evidence and rule in a fair and just manner.
p. 3Section 200(3) CPC - recall of witnesses and fair trial
there is no particular format for carrying out a voire dire examination.
p. 3Voire dire examination of child witnesses

Issues in the judgment

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minor

The respondent's submission paraphrased in the judgment attributes to Mohamed v Republic a quotation containing an apparent typographical error ('hamstrong' for 'hamstrung') as reproduced in the judgment.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Alfonce Kosgei Rotich v Republic [2019] KECA 447 (KLR)", Case Analysis (2019). Criminal Appeal No. 13 of 2017. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2019/447/eng@2019-07-25

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.