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Court of AppealPartially AllowedCriminal Appeal No. 93 of 2015

Leonard Krop v Republic [2019] KECA 515 (KLR)

Court of Appeal of Kenya
28 June 2019
2,152 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal freed a man convicted of defilement because the charge and the evidence described two different acts, creating fatal doubt.

What this practically means

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Executive summary

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This was a second appeal by Leonard Krop against the judgment of the High Court at Kitale (J. R. Karanja, J.) dismissing his appeal against conviction and life imprisonment for defilement contrary to section 8(1) and (2) of the Sexual Offences Act, the offence particulars alleging penile penetration of the anus of a six-year-old girl in West Pokot County on 19th September 2010. The Court of Appeal, coram Githinji, Okwengu and Mohammed, JJ.A, sitting at Eldoret, reiterated that under section 361(1) of the Criminal Procedure Code its jurisdiction on a second appeal is confined to questions of law, following Karani v R [2010] 1 KLR 73. The court identified the elements of defilement as proof that the victim is a child, penetration, and the perpetrator's identity. It held that the first appellate court misdirected itself by confining its analysis to identification and failing to re-evaluate the evidence on age and penetration. Although age was deemed sufficiently established by the P3 form and the voire dire examination, penetration was not proved: the complainant testified to vaginal penetration while the charge alleged anal penetration; the medical evidence disclosed no bruises, left the absence of the hymen unexplained, and offered no medical basis for the conclusion of sodomy. The court further held that this variance between the particulars of the charge and the evidence was crucial, created doubt whether penetration occurred at all, and was not curable under section 382 of the Criminal Procedure Code. The appeal was allowed, the conviction quashed, the sentence set aside, and the appellant ordered set free unless otherwise lawfully held. Contentions that the High Court judge was an Environment and Land Court judge and that the appeal required two judges were rejected.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the age of the complainant was proved to establish that she was a child within the meaning of the Sexual Offences Act
  2. 2.Whether penetration, a crucial element of defilement, was established beyond reasonable doubt given the contradiction between the charge sheet particulars (anal penetration) and the complainant's evidence (vaginal penetration)
  3. 3.Whether the variance between the particulars of the charge and the evidence adduced was fatal or curable under section 382 of the Criminal Procedure Code
  4. 4.Whether the appellant was positively identified as the perpetrator
  5. 5.Whether the High Court judge was properly seized of the appeal and whether the appeal ought to have been heard by two judges

Key legal issues

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01

Proof of the complainant's age

Holding

Total reliance on the estimated age on the P3 form, taken together with the voire dire examination indicating the complainant was a child of tender years, was sufficient to establish that CC was a child as defined under the Children Act.

Reasoning

The court accepted the estimated age of 6 years on the P3 form and noted the voire dire examination as corroborating the trial court's opinion that the complainant was a child of tender years, defined under the Children Act as a child under 10 years. The first appellate court's failure to address age and penetration was, however, a misdirection.

p. 3
02

Proof of penetration and variance between charge sheet and evidence

Holding

Penetration was not established beyond reasonable doubt; the contradiction between the charge sheet particulars (anal penetration) and the complainant's evidence (vaginal penetration), together with inconclusive medical evidence, created doubt fatal to the conviction and was not curable under section 382.

Reasoning

The charge stated penetration of the anus while the complainant testified to penetration of the vagina. The P3 form noted no bruises to the vaginal or anal area, the absence of the hymen was unexplained, and the conclusion that the complainant was sodomized lacked a stated medical basis. The first appellate court failed to evaluate these elements, a misdirection; the variance was crucial and irredeemable under section 382.

p. 3
03

Scope of second appellate court's jurisdiction

Holding

Under section 361(1) of the Criminal Procedure Code, the Court of Appeal on a second appeal considers only questions of law and cannot interfere with findings of fact absent the errors identified in Karani v R.

Reasoning

The court invoked section 361(1) and adopted its prior explanation in Karani v R [2010] 1 KLR 73, namely that interference with factual findings requires demonstration that the lower courts considered matters they ought not to have, failed to consider matters they should have, or were plainly wrong on the evidence as a whole. The misdirection by the first appellate court here satisfied that threshold.

p. 2

Legal principles established

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  • On a second appeal, the Court of Appeal considers only matters of law and will not interfere with findings of fact unless the lower courts considered matters they ought not to have, failed to consider matters they should have, or were plainly wrong on the evidence as a whole.
  • The elements of defilement under section 8(1) of the Sexual Offences Act are: the victim is a child (a person under 18 years); penetration of the child's genital organ by the perpetrator's genital organ (partial penetration sufficing); and identity of the perpetrator.
  • A first appellate court must reconsider and re-evaluate all the evidence and come to its own conclusion on all the elements of the charge, including age and penetration.
  • Where penetration is a crucial element of the charge, a disparity between the evidence adduced and the particulars of the charge cannot be lightly treated and is not curable under section 382 of the Criminal Procedure Code.

Court orders

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  1. 1.The appeal is allowed
  2. 2.The appellant's conviction is quashed
  3. 3.The appellant's sentence is set aside
  4. 4.The appellant shall be set free unless otherwise lawfully held

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Kitale
H.C.CR.A. No. 72 of 2011
Jurisdiction invoked
Second appeal under section 361(1) of the Criminal Procedure Code, limited to matters of law

Relief refused

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Declaration that the judgment of J. R. Karanja, J was unlawful and unconstitutional on the ground that he was an Environment and Land Court judge

The court found the contention had no substance because the judge was a judge of the High Court

p. 3

Contention that the appeal ought to have been heard by two judges

The court found no substance in this contention

p. 3

Costs

No costs order was made in the judgment; criminal appeal allowed with conviction quashed and sentence set aside.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

This being a second appeal, section 361(1) of the Criminal Procedure Code obliges us to consider only questions of law.
p. 2Scope of second appeal
In the circumstances, a critical element of the offence of defilement which is penetration was not established.
p. 3Failure to prove penetration
Penetration being a crucial element of the charge, the disparity between the evidence adduced and the particulars of the charge cannot be lightly treated nor is it curable under section 382 of the Criminal Procedure Code.
p. 3Variance between charge and evidence
The upshot of the above is that this appeal is allowed, the appellant’s conviction quashed and his sentence set aside. The appellant shall be set free unless otherwise lawfully held.
p. 3Final orders

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Leonard Krop v Republic [2019] KECA 515 (KLR)", Case Analysis (2019). Criminal Appeal No. 93 of 2015. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2019/515/eng@2019-06-28

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.