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Case Brief · caselaw.co.ke
Court of AppealDismissedCriminal Appeal No. 35 of 2016

Loa v Republic

Court of Appeal
31 January 2020
3,280 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Court of Appeal confirmed that a stepfather's sexual assault of his stepdaughter is incest, and an indecent act alone can prove the offence.

What this practically means

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Executive summary

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This was a second appeal against conviction for incest and a sentence of ten years imprisonment, arising from an incident on the night of 20th/21st February 2012 in which the appellant, the step-father of the seventeen-year-old complainant, was said to have sexually assaulted her at night in their home. The trial court (S.O. Ongeri, SRM, after amendment of the charge from defilement to incest) convicted and sentenced him; Majanja, J. of the High Court at Homa Bay dismissed the first appeal on 15th September 2014. Before the Court of Appeal at Kisumu, the appellant raised a single ground: that the learned Judge erred in upholding that the prosecution had proved its case beyond reasonable doubt. Counsel for both sides, however, largely argued the case as one of defilement, which the Court found irrelevant since the conviction was for incest. Assuming jurisdiction under section 361(1)(a) of the Criminal Procedure Code over matters of law, the Court restated the ingredients of incest under section 20 of the Sexual Offences Act: sex of the victim, relationship, penetration or indecent act, and age. It held the sex and age of PW1 were proved by her birth certificate and conceded by the appellant; that a step-father/half father falls within section 22 so the relationship was incestuous, the point being raised too late; and that although penetration was doubtful, an indecent act was proved, which suffices under section 20(1). Sentence was not open for interrogation as it had not been appealed. The appeal was dismissed in its entirety, the judgment being delivered by two judges under rule 32(2) following the death of Odek, JA.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the offence of incest was proved in law
  2. 2.Whether the sex of PW1 was proved
  3. 3.Whether PW1 was related to the appellant as a daughter within the meaning of section 20(1) and section 22 of the Sexual Offences Act, a step-daughter being contended not to qualify
  4. 4.Whether there was sexual intercourse, by penetration or indecent act, between the appellant and PW1
  5. 5.Whether the age of PW1 was proved

Key legal issues

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01

Scope of second appellate jurisdiction

Holding

Jurisdiction is limited to matters of law; concurrent findings of fact are binding unless not backed by evidence or based on misapprehension or wrong principles.

Reasoning

Section 361(1)(a) of the Criminal Procedure Code confines a second appeal to points of law. The Court cited Njoroge v Republic and Chemagong v Republic as restating that concurrent factual findings bind the second appellate court unless demonstrably unsupported by evidence or arrived at on wrong principles. The Court held the ingredients of incest were matters of law, allowing it to assume jurisdiction.

p. 1
02

Ingredients of incest and sufficiency of proof of indecent act

Holding

Incest was proved by way of indecent act even though penetration was doubtful; the prosecution proved sex, relationship, the act and age beyond reasonable doubt.

Reasoning

The Court restated the ingredients of incest under section 20. Although PW4's medical evidence cast doubt on penetration, PW1 testified that the appellant tore her biker, removed her underpants and inserted his penis into her vagina, and bruises indicated a struggle. An indecent act under section 2(1) requires only intentional contact with genital organs, so the offence was established on that basis.

p. 3
03

Whether a step-daughter falls within the incest prohibition

Holding

Yes; a step-father/half father is within section 22, so intercourse with a step-daughter is incestuous, and the point was raised too late.

Reasoning

Section 22 lists the persons with whom sexual intercourse amounts to incest, including half father. The appellant was PW1's half father and stepfather. The appellant never disputed paternity throughout the proceedings and raised the step-daughter argument only on second appeal, which was too late; the two courts below had made concurrent findings that PW1 was his daughter.

p. 3
04

Proof of the victim's age

Holding

Age was proved by the birth certificate; the appellant conceded age was ascertained and proved.

Reasoning

The Court reiterated that the prosecution should prove the victim's age by direct testimony of a parent, guardian or the victim, birth certificate, medical assessment or expert means, citing Hilary Nyongesa v Republic. Here the birth certificate was produced and the appellant conceded age was proved. Age matters principally for sentencing, where the proviso to section 20(1) attracts life imprisonment for victims under eighteen.

p. 4
05

Sentence

Holding

Sentence was not open for interrogation as the appellant neither appealed against it nor raised it in submissions.

Reasoning

The appellant was sentenced to the minimum term of ten years for incest. Having not appealed against sentence or raised it in written submissions, the Court declined to entertain it.

p. 4

Legal principles established

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  • On a second appeal, the Court of Appeal is confined to matters of law and is bound by concurrent findings of fact of the two lower courts unless those findings are unsupported by evidence or based on wrong principles.
  • To prove incest under section 20 of the Sexual Offences Act, the prosecution must prove the sex of the victim, the relationship of the victim to the perpetrator, penetration or an indecent act, and the age of the victim (age being relevant to sentencing).
  • Incest under section 20(1) is committed by proof of either penetration or an indecent act; penetration need not be proved if an indecent act is established.
  • A step-father falls within the degrees of consanguinity prescribed by section 22 of the Sexual Offences Act, so sexual intercourse with a step-daughter amounts to incest.

Court orders

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  1. 1.The appeal is dismissed in its entirety
  2. 2.The conviction of the appellant for incest and the sentence of 10 years imprisonment imposed by the trial court, as affirmed by the High Court, stand

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
OD
majority
On appeal from
High Court of Kenya at Homa-Bay
HCCRA No. 37 of 2013
Jurisdiction invoked
Section 361(1)(a) of the Criminal Procedure Code - second appeal limited to matters of law

Relief refused

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Quashing of the conviction and setting aside of the sentence

The appeal was bereft of merit; the ingredients of incest were proved beyond reasonable doubt

p. 4

Costs

No costs order is made in the judgment.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

on second appeal the court should focus on points of law accepting and being bound by the concurrent findings of fact by the two courts below, unless those findings were not backed by evidence, or are based on a misapprehension of the evidence, or the two courts are shown demonstrably to have acted on wrong principles in arriving at those findings.
p. 1Second appellate jurisdiction
for an offence of incest to be proved, pursuant to section 20 of the Sexual Offences Act, the prosecution need to prove the sex of the victim, the relationship of the victim to the perpetrator, penetration and the age of the victim.
p. 3Ingredients of incest
Much as the evidence of penetration was doubtful, the same cannot be said of the indecent act. Having reviewed the evidence on record, we are satisfied just like the two courts below that the offence of incest was committed by the appellant on PW1 by way of indecent act.
p. 3Proof of incest by indecent act
No doubt the appellant was PW1’s half father and or stepfather. Therefore the two having sex was incestuous.
p. 3Step-daughter within incest prohibition
The appeal being bereft of merit is dismissed in its entirety.
p. 4Final orders - disposition

Issues in the judgment

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minor

Odek, JA is listed in the coram but the judgment states he passed on before delivery; the panel of three delivered by two under rule 32(2).

minor

Counsel for both sides submitted on defilement although the conviction was for incest; the Court noted the confusion.

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Loa v Republic", Case Analysis (2020). Criminal Appeal No. 35 of 2016. Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2020/927/eng@2020-01-31

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.