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Court of AppealDismissedCriminal Appeal (not stated in judgment)

PSM v Republic (Criminal Appeal 203 of 2018) [2023] KECA 429 (KLR)

Court of Appeal of Kenya
14 April 2023
4,675 words in judgment
View original judgmentRead on Kenya Law Watch case
AI-assisted case brief
·~19 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal confirmed that a fair-trial violation alone won't overturn a conviction if the remaining evidence is strong enough to sustain it.

What this practically means

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Executive summary

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This is a second appeal by PSM against his conviction for incest contrary to section 20(1) of the Sexual Offences Act and the attendant life imprisonment imposed by the Resident Magistrate's Court at Eldoret and upheld by the High Court at Eldoret (Omondi J). The appellant, acting in person, raised three grounds: that he was not given an opportunity to cross-examine the minor complainant; that the language used by prosecution witnesses was not indicated on the record, violating Article 50(2)(g)-(h); and that the mandatory minimum sentence of life imprisonment was unconstitutional following Muruatetu. The State conceded the cross-examination violation but sought a retrial. The Court, sitting as a second appellate court under section 361 of the Criminal Procedure Code, confined itself to matters of law. It held that new grounds raised for the first time on second appeal cannot vitiate the High Court's decision, but proceeded to consider them. It found the cross-examination violation established, yet held the remaining evidence - from the neighbour, the teacher, the police officer and the medical officer - was cogent and sufficient to sustain the conviction, and declined a retrial given the lapse of ten years. On language, the appellant's own statement that he understood Kiswahili and his active participation defeated the complaint. On sentence, the Court accepted that the mandatory nature of minimum sentences is unconstitutional, but found the life sentence commensurate with the repeated abuse of the appellant's six-year-old daughter. The appeal was dismissed in its entirety. No costs order was made.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether this Court can vitiate a superior court decision on the basis of issues that were not raised at the superior court
  2. 2.Whether the mandatory sentence meted on the appellant is unconstitutional

Key legal issues

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01

Whether new grounds raised for the first time on second appeal can vitiate the superior court's decision

Holding

They cannot; the Court declined to fault the High Court on issues never placed before it, though it went on to consider the grounds as matters of law.

Reasoning

The Court relied on its prior decisions holding that issues sprung up for the first time on second appeal, on which no opinion exists from the two courts below, should not be addressed. The first appellate judge cannot be faulted for failing to address issues never placed before her. Nonetheless, since the grounds raised were matters of law, the Court considered them on their merits.

p. 5
02

Whether the failure to afford the appellant an opportunity to cross-examine the minor complainant violated his fair trial rights

Holding

Yes, it was a violation, but the remaining evidence was cogent and sufficient to sustain the conviction, so the appeal on this ground did not succeed.

Reasoning

Article 50(2)(k) and section 302 of the Criminal Procedure Code entitle an accused to cross-examine all prosecution witnesses, including a minor giving unsworn evidence. The record showed the appellant was not afforded that opportunity. The Court considered a mistrial, a retrial, or assessing the remaining evidence; it found the evidence of the witnesses who were cross-examined consistent and sufficient to prove age, penetration and identity.

p. 8
03

Whether the language used by prosecution witnesses not being indicated on the record violated Article 50(2)(g)-(h)

Holding

No violation; the record indicated the appellant's preferred language and he participated fully, including cross-examining witnesses.

Reasoning

The appellant himself told the trial court he understood Kiswahili. His complaint was only that the record did not reflect the language used from PW3 to PW5 or whether an interpreter was present. The Court reasoned that his active participation and cross-examination of witnesses demonstrated he understood the language and followed the proceedings.

p. 8
04

Whether the mandatory minimum sentence of life imprisonment under section 20(1) of the Sexual Offences Act is unconstitutional

Holding

The mandatory nature of the sentence is unconstitutional, but on the facts the life sentence was commensurate with the offence and the appeal was dismissed.

Reasoning

Relying on South African authority and this Court's decision in Dismas Wafula Kilwake, the Court held that mandatory sentences reduce the court's sentencing function to a rubberstamp and are repugnant. However, the trial court did hear mitigation, and given that the appellant repeatedly preyed on his own very young daughter, the sentence imposed was proportionate to his culpability.

p. 9

Legal principles established

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  • A second appeal is confined to points of law and the Court of Appeal will not interfere with concurrent findings of fact unless they are based on no evidence
  • New grounds raised for the first time on a second appeal cannot be the basis for vitiating the decision of the High Court
  • An accused person has the right to cross-examine prosecution witnesses whether they testify on oath or without oath, regardless of their age
  • The mandatory nature of minimum sentences is unconstitutional, but a sentence may nonetheless stand where it is commensurate with the offence

Court orders

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  1. 1.The appeal is found to have no merit and is dismissed in its entirety
  2. 2.The conviction for incest and the sentence of life imprisonment as upheld by the High Court stand

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya at Eldoret
Jurisdiction invoked
Section 361 of the Criminal Procedure Code (second appeal on matters of law only)

Relief refused

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Vitiation of the High Court decision on grounds raised for the first time on second appeal

New grounds not raised before the trial court or the High Court cannot be the basis for vitiating the superior court's decision

p. 5

Retrial sought by the respondent in the event the appeal succeeded on the cross-examination ground

The prosecution did not demonstrate that witnesses and evidence remain available after ten years for the Court to form an opinion that a conviction is likely to result

p. 7

Setting aside the life imprisonment sentence on the ground that it was a mandatory minimum

Although the mandatory nature of minimum sentences is unconstitutional, on the facts the sentence was commensurate with the offence

p. 9

Costs

No costs order was made in the judgment.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

A second appeal must be confined to points of law and this Court will not interfere with concurrent findings of fact arrived at in the two courts below unless they are based on no evidence.
p. 4Scope of second appeal
Therefore, it is clear that the appellant has the right to cross-examine the prosecution witnesses whether they testify on oath or without oath, regardless of their age.
p. 6Right to cross-examine child witnesses
It is clear therefore, that the mandatory nature of the sentence is what is unconstitutional.
p. 9Mandatory minimum sentences
As a result, the appeal is found to have no merit and is accordingly dismissed in its entirety.
p. 9Final orders - disposition

Issues in the judgment

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minor

The judgment states the appellant was charged under section 20(1) of the Sexual Offences Act, but in submissions on sentence the appellant and the Court refer to section 8(2) as providing the mandatory minimum life imprisonment sentence, without reconciling the two provisions

minor

The judgment does not state the case number of the appeal or the neutral citation, and the coram gives only initials and surnames for the judges

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "PSM v Republic (Criminal Appeal 203 of 2018) [2023] KECA 429 (KLR)", Case Analysis (2023). Criminal Appeal (not stated in judgment). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2023/429/eng@2023-04-14

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.