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Court of AppealDismissed

Keith & 2 others (Sued in Their Capacity as Advocates Practising Under the Firm Name of Daly and Figgis Advocate) v Alibhai (Civil Appeal 359 of 2018) [2024] KECA 1196 (KLR)

Court of Appeal of Kenya
20 September 2024
5,429 words in judgment
View original judgmentRead on Kenya Law Watch case
AI-assisted case brief
·~22 min to read original · ~4 min brief

The bottom line

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The Court of Appeal confirmed that a lawsuit delayed by a deceased person's death can be revived and continued by their family, despite procedural shortcuts.

What this practically means

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Executive summary

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The Court of Appeal (M'Inoti, Ngugi and Tuiyott, JJA) dismissed an appeal against a ruling of G.L. Nzioka, J. dated 15th May 2018, which revived Nairobi Commercial and Admiralty Division Civil Suit No. 721 of 2009 after it had abated and substituted the legal representatives of the deceased plaintiff, a former partner of the appellants' firm, who had sued for his share as partner and accrued profits. The deceased died on 13th October 2012; substitution was not sought within one year, and the suit abated. The appellants argued that the respondents' application was fatally defective for failing to pray for extension of time and for not citing Order 24 Rule 3(2); that the cause of action was personal to the deceased; that there was insufficient cause for the delay; and that the appellants would suffer immense prejudice. The Court held that revival under Order 24 Rule 7(2) precedes substitution, that the order for extension of time is subsumed in the order granting substitution, and that failure to cite Rule 3(2) is not fatal given Article 159(c) and the overriding objective. It further held that a cause of action involving partnership accounts survives a deceased plaintiff. The eighteen-month delay caused by a stay in the probate proceedings constituted sufficient cause, and the appellate court would not interfere with the trial judge's discretion merely because it might have decided differently. While endorsing that prejudice to a defendant must be weighed at the revival stage, the Court found the appellants' allegations of prejudice unsupported by evidence. The appeal was dismissed with costs.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether an application for revival and substitution of a deceased plaintiff abated suit must expressly pray for extension of time under the proviso to Order 24 Rule 3(2) and cite that rule, or whether an application for revival and substitution suffices
  2. 2.Whether the cause of action in the abated suit survived the deceased plaintiff
  3. 3.Whether the trial court properly exercised its discretion in finding sufficient cause under Order 24 Rule 7(2) for the delay
  4. 4.Whether revival of the abated suit would occasion immense prejudice to the defendants, and at what stage such prejudice should be assessed

Key legal issues

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01

Whether a two-stepped application (extension of time under Rule 3(2) then revival under Rule 7(2)) is required for substitution of a deceased plaintiff after abatement

Holding

No. The proviso to Rule 3(2) means the court can extend the one-year period, but because an abated suit does not exist, substitution can only be done in a suit revived under Rule 7(2). Revival precedes substitution, and the order for extension is subsumed in the order granting substitution. Omission of a Rule 3(2) prayer is not fatal if substitution is specifically prayed for alongside revival.

Reasoning

The court analysed the three-stage scheme in Said Sweilem Gheithan Saanum: survival, abatement by lapse of one year, and revival on sufficient cause. Since abatement extinguishes the suit in the eyes of the law, substitution is only possible in a revived suit. Article 159(c) of the Constitution and the overriding objective require that failure to cite a rule or plead extension not defeat substantive justice. The appellants were not taken by surprise as they fully litigated the question of good reason.

p. 5
02

Whether the cause of action for a partner's share and accrued profits, including delivery up of partnership accounts, survives the deceased plaintiff

Holding

Yes. A cause of action involving partnership accounts survives a deceased plaintiff; the appellants misapprehended the Mulla passage, which concerns suits for dissolution and accounts among partners, not a claim by a partner against his co-partners.

Reasoning

The court read Mulla's illustration on partnership suits and the Gujarat High Court decision in Madhavji Khatau Katira to mean that a controversy involving partnership accounts does not die with the plaintiff. The suit abated as a whole only because the legal representatives were not brought on record timeously, not because the cause of action was personal to the deceased.

p. 6
03

Whether the trial court properly exercised its discretion in finding sufficient cause for the delay

Holding

Yes. The major delay of eighteen months was caused by a stay in the probate proceedings which was beyond the applicants' control; the remaining unexplained periods did not justify appellate interference under the settled constraints on reviewing discretionary decisions.

Reasoning

Applying the Mrao Ltd v First American Bank test, the court identified unexplained delays (petition filed three days late, eleven months of inaction after the grant, five months after confirmation) but held that the substantial lateness arose from the stay, which was well explained. Another judge might have decided differently, but the court is not entitled to interfere merely because it would have reached a different conclusion.

p. 9
04

At what stage should a defendant's prejudice from revival be assessed, and was prejudice proved here

Holding

Prejudice must be weighed at the point of considering the revival application, not deferred to trial; however, the appellants' assertions of prejudice (fading memories, departed witnesses, no cross-examination of the deceased) were unsupported by any evidence and therefore not established.

Reasoning

The court disagreed with the trial judge's deferral of prejudice to trial, holding that immense prejudice (fading memories, death of witnesses, destruction of evidence) must be assessed before revival, since allowing revival when a defence has been neutered hands the plaintiff an easy victory. Nonetheless, assertions of prejudice must be backed by some proof, otherwise defeating a revival application would be too easy.

p. 9

Legal principles established

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  • Revival of an abated suit precedes substitution: because an abated suit does not exist, substitution can only occur in a revived suit, and the order for extension of time is subsumed in the order granting substitution; omission to cite Order 24 Rule 3(2) or to expressly pray for extension of time is not fatal where a specific prayer for substitution accompanies the prayer for revival
  • An appellate court may not interfere with a trial judge's exercise of discretion merely because it would have reached a different conclusion; interference is only warranted on misdirection on law, misapprehension of facts, consideration of irrelevant or disregard of relevant matters, or where the decision is plainly wrong
  • The prejudice a defendant will suffer from revival of an abated suit must be weighed at the point of considering the application for revival, not deferred to trial; but allegations of prejudice must be backed by evidence
  • A cause of action involving partnership accounts survives a deceased plaintiff; such a suit abates as a whole only because the legal representatives were not brought on record timeously
  • Failure to cite the rule that gives the court jurisdiction is not ipso facto fatal, as Article 159(c) of the Constitution and the overriding objective demand that such procedural lapse should not stand in the way of substantive justice

Court orders

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  1. 1.The appeal is dismissed with costs to the respondents

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
majority
On appeal from
High Court of Kenya (Commercial and Admiralty Division, Nairobi)
Nairobi Commercial and Admiralty Division Civil Suit No. 721 of 2009
Jurisdiction invoked
Appellate jurisdiction of the Court of Appeal over the exercise of discretion by the High Court under Order 24 Rules 3 and 7 of the Civil Procedure Rules, 2010

Relief refused

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Setting aside the trial court's ruling of 15th May 2018 reviving the abated suit and substituting the legal representatives

The application, though not expressly seeking extension of time, was properly before the court as it sought both revival and substitution; the trial judge correctly exercised her discretion in finding sufficient cause; and the alleged prejudice to the defendants was not proved by evidence

p. 9

Costs

The appeal is dismissed with costs to the respondents

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

Revival precedes substitution. Yet, out of prudence and from a pragmatic perspective, the legal representative can seek for revival of abated suit and substitution in the same application.
p. 5Relationship between extension of time, revival and substitution under Order 24
Failure to cite a rule that gives the court jurisdiction is not ipso facto fatal.
p. 5Effect of Article 159(c) and the overriding objective on procedural lapses
we are not entitled to interfere with exercise of discretion by the trial court merely because we would have reached a difierent conclusion had we been tasked with the exercise of discretion in the matter.
p. 9Restraint of appellate review of discretionary decisions
To allow an abated suit to be revived when the defendant’s ability to defend the matter has been severely hampered or diminished or neutered is to hand an easy victory to the plaintifi.
p. 9Prejudice to a defendant as a ground to refuse revival of an abated suit
if assertions of prejudice were to be accepted without some proof, then there would be no easier way of defeating an application for revival of an abated suit.
p. 9Evidentiary burden on allegations of prejudice
Ultimately, the entire appeal must fail and it is dismissed with costs.
p. 9Final orders - disposition of the appeal

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (1)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Keith & 2 others (Sued in Their Capacity as Advocates Practising Under the Firm Name of Daly and Figgis Advocate) v Alibhai (Civil Appeal 359 of 2018) [2024] KECA 1196 (KLR)", Case Analysis (2024). . Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2024/1196/eng@2024-09-20

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.