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Court of AppealPartially AllowedAppeal from ELRC Petition dated 31st December 2018 (appellants' Memorandum of Appeal dated 12th November 2019; respondent's cross-appeal dated 13th January 2020)

Judicial Service Commission & another v LMN (Civil Appeal 551 of 2019) [2024] KECA 1394 (KLR)

Court of Appeal of Kenya
11 October 2024
6,149 words in judgment
View original judgmentRead on Kenya Law Watch case
AI-assisted case brief
·~25 min to read original · ~4 min brief

The bottom line

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Kenya's Court of Appeal reinstated a magistrate with full back pay, ruling only the Chief Justice can charge judicial officers and 14 days' notice is mandatory.

What this practically means

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Executive summary

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The respondent, a Senior Principal Magistrate, was charged and interdicted in August 2016 by the Chief Registrar of the Judiciary at a time when the offices of Chief Justice and Deputy Chief Justice were vacant, given one day's notice of a disciplinary hearing, and dismissed in February 2017. The ELRC (Radido, J.) allowed her petition, holding the Chief Registrar's actions ultra vires, declaring the dismissal process void ab initio, and ordering a fresh disciplinary process within 60 days. On appeal by the Judicial Service Commission and the Chief Registrar, and a cross-appeal by the respondent, the Court of Appeal dismissed the main appeal. It held that under Regulation 25 of the Third Schedule to the Judicial Service Act only the Chief Justice may frame and forward charges against a judicial officer, and neither the Commission nor the Chief Registrar could assume that function during a vacancy; the charge issued was ultra vires and a usurpation of the Chief Justice's powers. It further held that the fourteen-day notice requirement in Regulation 25(4) is mandatory, so the one-day notice was procedurally improper irrespective of any complaint by the respondent. On the cross-appeal, invoking this Court's decision in JSC v Njora that reinstatement is an automatic remedy once a state officer's dismissal is declared null and void, the Court deemed the respondent reinstated as Senior Principal Magistrate with full accrued salary and benefits from 22nd August 2016, but refused aggravated, exemplary or punitive damages, holding that payment of the withheld half salary was adequate compensation. The Court left the Commission at liberty to commence fresh disciplinary proceedings if it so wishes. The appeal was dismissed with costs to the respondent; the cross-appeal partially succeeded with half costs.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the respondent was accorded a fair disciplinary process in light of the conduct of the 1st appellant and the notification to her on the hearing
  2. 2.Whether the 1st appellant or the 2nd appellant could lawfully frame a charge and commence disciplinary proceedings against a judicial officer in the absence of a substantive Chief Justice
  3. 3.On the cross appeal: the propriety of reinstatement of the respondent to employment and the terms thereof
  4. 4.On the cross appeal: whether damages, if any, are awardable to the respondent

Key legal issues

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01

Who may lawfully frame and issue a charge against a judicial officer under Regulation 25 of the Third Schedule to the Judicial Service Act

Holding

Only the Chief Justice may frame and forward a charge; the Chief Registrar's issuance of the charge and interdiction letters in the Chief Justice's absence was ultra vires and a usurpation of the Chief Justice's powers.

Reasoning

Regulation 25(1)-(3) vests the framing and forwarding of charges in the Chief Justice, who conducts an inquiry, frames charges, invites the officer to respond, and only then lays the matter before the Commission. The Chief Registrar's constitutional role is that of Secretary to the Commission under Article 171(3); there is no convergence between that secretarial role and the power to write a charge letter. The delegation argument fails because the disciplinary power delegated to the Chief Justice reverts to no one capable of framing charges in his absence.

p. 9
02

Whether the one-day notice of the disciplinary hearing rendered the process procedurally unfair

Holding

Yes. Regulation 25(4) mandatorily requires not less than fourteen days' written notice; a one-day notice violated the regulation and the respondent's right under Article 50(2)(c) to adequate time to prepare a defence.

Reasoning

The word 'shall' in Regulation 25(4) places the fourteen-day notice requirement beyond the discretion of the Committee or Panel. Whether or not the respondent complained of the short notice is irrelevant; the law itself compels compliance. A day's notice deprived her of sufficient time to prepare her defence, a cardinal right underpinned by Article 50(2)(c) of the Constitution.

p. 10
03

Whether reinstatement and back pay were proper remedies on the cross appeal

Holding

Reinstatement was proper and, given the outright procedural flaw in the termination, it should have been with full pay and benefits; the respondent was deemed reinstated with accrued salary and benefits from 22nd August 2016.

Reasoning

Citing this Court's decision in JSC & another v Njora, once a dismissal of a state officer is adjudicated unlawful and void, reinstatement is an automatic remedy. The trial judge made no express reinstatement order, and the Commission's reinstatement with half benefits was inadequate. Because the procedure used to terminate her was fatally flawed, reinstatement had to be on full pay and benefits. Damages were refused because none were made out and the withheld half salary would be adequate compensation.

Legal principles established

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  • Under Regulation 25 of the Third Schedule to the Judicial Service Act, only the Chief Justice has the power to frame and forward charges against a judicial officer; the Judicial Service Commission and the Chief Registrar cannot assume that power in the Chief Justice's absence.
  • The Judicial Service Commission cannot act on behalf of, or in the shoes of, the Chief Justice in initiating disciplinary proceedings where the office of Chief Justice is vacant.
  • The requirement in Regulation 25(4) of at least fourteen days' written notice of a disciplinary hearing is mandatory; a hearing convened on shorter notice is procedurally improper regardless of whether the officer complained.
  • Once a dismissal decision involving a state officer is adjudicated unlawful, null and void, reinstatement is an automatic remedy, and reinstatement following a fatally flawed termination must be with full pay and benefits.

Court orders

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  1. 1.The appeal is dismissed with costs to the respondent
  2. 2.The cross appeal partially succeeds with half costs to the respondent
  3. 3.The respondent is deemed to be reinstated to her position of Senior Principal Magistrate with accrued salary and benefits from the date of interdiction, 22nd August 2016
  4. 4.The 1st appellant may commence disciplinary proceedings if it so wishes

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority
majority
On appeal from
Employment and Labour Relations Court
Petition dated 31st December 2018
Jurisdiction invoked
First appellate jurisdiction over the Employment and Labour Relations Court (appellate court reanalysing evidence and law on appeal and cross-appeal)

Relief refused

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General, exemplary and punitive damages for constitutional violations

The respondent did not make a case for damages; the payment of the withheld half salary was held to be adequate compensation

p. 10

Declaration that Regulations 22 and 23 of the Third Schedule of the Judicial Service Act are unconstitutional

The Court did not grant this relief in its final orders despite it being sought on the cross appeal

Finding of discrimination on account of health status

Appellants contended no differential treatment on health grounds was demonstrated; the Court's final orders did not grant declarations on discrimination

Costs

The appeal is dismissed with costs to the respondent; the cross appeal partially succeeds with half costs to the respondent.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

We conclude, based on the foregoing, that under Regulation 25, only the Chief Justice has the powers to frame and forward a charge or charges to a judicial officer under investigation.
p. 9Exclusive power of the Chief Justice to frame charges against judicial officers
Flowing from above, we are not persuaded that Regulation 25 allows the 1st appellant to purport to act on behalf of the Chief Justice in his or her absence.
p. 9JSC cannot assume the Chief Justice's disciplinary functions during a vacancy
The wordings of Regulations 25 (4) are put in mandatory terms by use of the word 'shall' which requires the Committee or Panel to give a notice of not less than 14 days.
p. 10Mandatory fourteen-day notice of disciplinary hearing
The appeal is dismissed with costs to the respondent.
p. 11Final orders - disposition on the main appeal
The respondent is hereby deemed to be reinstated to her position of Senior Principal Magistrate with accrued salary and benefits from the date of interdiction, which is 22nd August 2016.
p. 11Final orders - reinstatement with full accrued benefits
The 1st appellant may commence disciplinary proceedings if it so wishes.
p. 11Final orders - liberty to commence fresh disciplinary proceedings

Issues in the judgment

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minor

The judgment cites both 'section 21 of the Judicial Service Commission Act' and 'section 21 of the Judicial Service Act' for the 2nd appellant's functions, an apparent internal inconsistency in the statutory reference.

minor

The judgment itself notes that the appellants' Memorandum of Appeal mislabelled Part IV of the Third Schedule instead of Part V, and the Court corrected this reference.

Key timeline

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Practical implications

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Frequently asked questions

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Later judgments citing this (1)

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Judgments in the corpus that rely on this one. Where the Court said how it treated the authority, that is shown.

Cite this brief

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Cite this brief

Caselaw, "Judicial Service Commission & another v LMN (Civil Appeal 551 of 2019) [2024] KECA 1394 (KLR)", Case Analysis (2024). Appeal from ELRC Petition dated 31st December 2018 (appellants' Memorandum of Appeal dated 12th November 2019; respondent's cross-appeal dated 13th January 2020). Source: https://new.kenyalaw.org/akn/ke/judgment/keca/2024/1394/eng@2024-10-11

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.