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ELRCPartially AllowedNairobi ELRCC (Cause) filed March 9, 2023 - Notice of Motion dated March 8, 2023

Maina v NCBA Bank Kenya PLC (Cause E193 of 2023) [2023] KEELRC 1853 (KLR)

Employment and Labour Relations Court
27 July 2023
935 words in judgment
View original judgmentRead on Kenya Law Watch case
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The bottom line

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Kenya's Employment Court ruled that private documents containing other people's data must still be disclosed in employment disputes—just with sensitive details redacted.

What this practically means

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Executive summary

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This is a ruling on a Notice of Motion dated March 8, 2023, filed with a Statement of Claim alleging unlawful and unfair termination of the Claimant's employment by NCBA Bank by letter dated December 16, 2022. The Claimant sought three documents on discovery - a certified copy of the CBA covering him, a certified copy of the Group Human Resource Policy, and the investigation report underpinning his disciplinary proceedings - plus release of his Certificate of Service. The Respondent, through a replying affidavit of its Principal Legal Counsel Stephen Atenya, opposed the application: it said the Claimant's last position was non-unionisable so no CBA applied; it had already e-mailed the HR Manual; and production of the single investigation report covering three former employees would violate the Data Protection Act because it contains third parties' personal data including account numbers, children's names and transaction histories. The court found the CBA prayer spent, holding the Claimant satisfied by the Respondent's response. On the HR Manual, it rejected the Claimant's demand for certification or a distinctive mark as an unreasonable standard, e-mail evidence proving provenance, and found discovery discharged. On the investigation report, the court balanced the Claimant's right to relevant information against third parties' privacy and resolved the conflict by ordering production of an abridged and/or redacted report within twenty-one days. Costs were awarded in the cause. The Certificate of Service was not separately pronounced upon in the extract of the ruling.

Questions the Court framed

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The issues the Court set itself to decide, in its own words.

  1. 1.Whether the Respondent has discharged its discovery duty regarding the Collective Bargaining Agreement
  2. 2.Whether the Human Resource Policy Manual supplied by the Respondent was adequate despite lack of certification or distinctive mark
  3. 3.Whether the investigation report should be produced notwithstanding the Respondent's objection that its disclosure would violate the Data Protection Act
  4. 4.Whether the Claimant's Certificate of Service should be released

Key legal issues

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01

Authenticity of the Human Resource Policy Manual supplied

Holding

The Respondent discharged its discovery duty; e-mail evidence showed origin and no distinctive mark is required for policy documents

Reasoning

The Claimant doubted the copy because it was uncertified and bore no distinctive mark. The court held this was an unreasonable standard, since e-mail evidence showed the document originated from the Respondent and no rule requires policy documents to bear a distinctive mark. Discovery duty was accordingly discharged.

p. 3
02

Production of the investigation report against Data Protection Act objections

Holding

The report must be produced in abridged and/or redacted form within 21 days, balancing the Claimant's right to relevant information against third parties' privacy

Reasoning

The court identified the competing interests: the Claimant's right to information relevant to his case versus the privacy of non-parties whose personal data (account numbers, children's names, transaction histories) the report contains. Redaction was held to resolve the dilemma without denying the Claimant discovery.

p. 3

Legal principles established

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  • Where a document sought on discovery contains third parties' personal data, the competing interests may be reconciled by production of an abridged and/or redacted version.

Court orders

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  1. 1.The prayer for the CBA taken as spent, the Claimant being satisfied with the Respondent's response
  2. 2.A finding that the Respondent discharged its discovery and production duty on the Human Resource Policy Manual
  3. 3.The Respondent directed to avail an abridged and/or redacted version of the investigation report within twenty-one (21) days from the date of the ruling
  4. 4.Costs of the application in the cause

The bench

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One judgment of the whole court — no separate or dissenting opinions.

majority

Wrote the judgment

Jurisdiction invoked
Employment and Labour Relations Court jurisdiction under the Employment Act and Employment and Labour Relations Court Act (not expressly cited in the extract)

Relief refused

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Production of a certified copy of the CBA

Claimant satisfied with the Respondent's response in the further affidavit

p. 3

Production of a certified copy of the Group Human Resource Policy

The unauthenticated e-mailed copy sufficed; no requirement of certification or distinctive mark

p. 3

Costs

Costs of the application in the cause.

Quotable passages

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Verbatim from the judgment, each located to the page it appears on in the official PDF — so these can be cited and checked directly.

I am satisfied that this dilemma can be cured by production of an abridged and/or redacted version of the investigation report. I therefore direct the Respondent to avail such an abridged and/or redacted report within the next twenty-one (21) days from the date of this ruling.
p. 3Discovery of documents containing third-party personal data - redaction
The costs of this application will be in the cause.
p. 3Costs - final orders
I therefore find that the Respondent has discharged its discovery and production duty in this regard.
p. 3Adequacy of discovery of HR policy manual

Issues in the judgment

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minor

The judgment does not print the full cause number of the main suit, only citing the related cause Nairobi ELRCC/E206/2023

Key timeline

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Practical implications

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Frequently asked questions

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Cite this brief

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Cite this brief

Caselaw, "Maina v NCBA Bank Kenya PLC (Cause E193 of 2023) [2023] KEELRC 1853 (KLR)", Case Analysis (2023). Nairobi ELRCC (Cause) filed March 9, 2023 - Notice of Motion dated March 8, 2023. Source: https://new.kenyalaw.org/akn/ke/judgment/keelrc/2023/1853/eng@2023-07-27

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.