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Supreme CourtAllowedPetition 11 & 14 of 2018 (Consolidated)· [2018] KESC 1 (KLR)

Mutua & 2 others v Ndeti & another

Supreme Court of Kenya
21 December 2018
12,979 words in judgment
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AI-assisted case brief
·~52 min to read original · ~4 min brief

The bottom line

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Supreme Court reinstates Machakos governor election win, ruling that form format errors don't void results.

What this practically means

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The Supreme Court overturned a Court of Appeal decision and confirmed Wavinya Ndeti as the validly elected Governor of Machakos County. The Court ruled that a regulation requiring polling station results on the final declaration form was illegal because it went beyond what the Elections Act requires. It also held that minor form errors do not invalidate election results if the information is correct and no one was misled. The Court found that allegations of election offences must be proven beyond reasonable doubt, not just claimed.

Executive summary

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The Supreme Court allowed the appeal by Alfred Nganga Mutua, the IEBC, and the Machakos County Returning Officer, setting aside the Court of Appeal judgment that had nullified the Machakos gubernatorial election. The Court of Appeal had overturned the High Court's dismissal of the election petition, finding that the election was not conducted in accordance with constitutional principles, particularly due to the format of Form 37C which omitted a column for polling station results, and due to the alleged engagement of a public officer as an election agent. The Supreme Court held that the Court of Appeal erred on several grounds. First, the Court declared regulation 87(2)(b)(iii) of the Elections (General) Regulations, 2012 ultra vires section 39(1B) of the Elections Act, as the parent Act only requires County Returning Officers to tally final results from constituencies, not from polling stations. Second, the Court found that the election was verifiable under article 86(a) because all Forms 37A were deposited in court, the impugned Form 37C was signed by all agents including the respondent's agent, and the data was undisputed. Third, the Court held that the allegation of a public officer being engaged as an agent was not proved beyond reasonable doubt, the required standard for an election offence. The Court also found that the Court of Appeal did not exceed its jurisdiction under section 85A of the Elections Act, as its engagement with facts was limited to assessing whether the trial judge's conclusions were perverse. The Supreme Court reinstated the High Court judgment and affirmed the election of Alfred Nganga Mutua as Governor of Machakos County, with costs to the appellants.

Key legal issues

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01

Whether regulation 87(2)(b)(iii) of the Elections (General) Regulations, 2012 is ultra vires section 39(1B) of the Elections Act.

Holding

Regulation 87(2)(b)(iii) is ultra vires section 39(1B) because it requires the County Returning Officer to transpose polling station results onto Form 37C, whereas the parent Act only requires tallying of final results from constituencies.

Reasoning

The court examined section 39(1B) of the Elections Act, which requires the County Returning Officer to tally, announce and declare 'final results from constituencies in the county' for county governor, senator and county women representative. The court contrasted this with subsection (1C) for presidential elections, which explicitly requires results from polling stations. Regulation 87(2)(b)(iii) and the prescribed form in the Schedule require a column for votes cast in each polling station, which is an additional requirement not found in the parent Act. Applying the principle that subsidiary legislation conflicting with the parent Act is ultra vires, the court declared the regulation null and void ab initio.

02

Whether the Court of Appeal erred in finding that the Machakos gubernatorial election failed the constitutional test of verifiability under article 86(a) due to the format of Form 37C.

Holding

The Court of Appeal erred; the election was verifiable because the data on Form 37C was undisputed, the form was signed by all agents including the respondent's agent, and all Forms 37A were deposited in court.

Reasoning

The court noted that verifiability under article 86(a) is not limited to the format of Form 37C. The counting and tallying process at polling stations and constituency centres involved agents who countersigned the forms, verifying the data. The impugned Form 37C was signed by all candidates' agents, including the 1st respondent's agent, indicating verification. The CRO testified that she attached all Forms 37A from 1332 polling stations to Form 37C and deposited them in court. The respondents abandoned their application for scrutiny, leaving the data unchallenged. Unlike the presidential election in Raila 2017 where forms were missing, here all primary documents were available. The deviation in format did not affect the substance or mislead.

03

Whether the Court of Appeal properly applied the burden and standard of proof regarding the allegation that a public officer was engaged as an election agent.

Holding

The Court of Appeal erred by shifting the burden of proof and applying an incorrect standard; the respondents failed to prove the allegation beyond reasonable doubt.

Reasoning

The allegation that Urbanus Wambua Musyoka was both a Chief Officer of Machakos County Government and an agent of the 1st appellant's party amounted to an election offence under section 15 of the Election Offences Act. The standard of proof for such an allegation is beyond reasonable doubt. The respondents only made the allegation in their petition and supporting affidavit but provided no corroborating evidence, such as employment records from the county. The Court of Appeal wrongly shifted the burden to the appellants to disprove the allegation. The trial judge correctly found that the respondents had not discharged their burden, and his suggestion that they could have invoked article 35 of the Constitution to obtain records was proper.

04

Whether the Court of Appeal exceeded its jurisdiction under section 85A of the Elections Act by considering matters of fact.

Holding

The Court of Appeal did not exceed its jurisdiction; its engagement with facts was limited to determining whether the trial judge's conclusions were based on evidence or were perverse.

Reasoning

The court applied the test from Gatirau Peter Munya v Dickson Mwenda Kithinji & others, which defines 'matters of law' under section 85A to include whether conclusions were based on no evidence, were not supported by established facts, or were so perverse that no reasonable tribunal would arrive at them. Upon reviewing the record, the Supreme Court found that the Court of Appeal's analysis was confined to whether the trial judge properly evaluated the evidence on the issues raised, such as the conduct of the election, irregularities, and the constitutionality of the declaration. The Court of Appeal did not re-evaluate witness credibility or substitute its own findings of fact.

Legal principles established

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  • Subsidiary legislation that conflicts with its parent Act is void from the start.
  • For county governor elections, the returning officer only needs to tally final constituency results, not polling station results.
  • Election offences must be proven beyond reasonable doubt, not just alleged.
  • A deviation from a prescribed form does not void the document if it does not mislead or change the substance.
  • Election results are verifiable if agents signed the forms and primary documents are available in court.

Court orders

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  1. 1.We allow this appeal with the result that the judgment of the Court of Appeal dated June 8, 2018 is hereby set aside and that of the High Court is hereby reinstated.
  2. 2.The declaration of the election results by the Independent Electoral and Boundaries Commission in respect of the Governor of Machakos County is hereby affirmed.
  3. 3.The appellants shall have the costs of this appeal as well as those of the courts below.

Authorities

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Legislation

  • Constitution of Kenya, 2010Article 35
  • Constitution of Kenya, 2010Article 38
  • Constitution of Kenya, 2010Article 81
  • Constitution of Kenya, 2010Article 86
  • Constitution of Kenya, 2010Article 86(a)
  • Constitution of Kenya, 2010Article 86(c)
  • Constitution of Kenya, 2010Article 138(3)(c)
  • Constitution of Kenya, 2010Article 159(2)(b)
  • Constitution of Kenya, 2010Article 159(2)(d)
  • Constitution of Kenya, 2010Article 163(4)(a)
  • Constitution of Kenya, 2010Article 259
  • Elections ActSection 15(1)(a)
  • Elections ActSection 15(2)
  • Elections ActSection 39
  • Elections ActSection 39(1)
  • Elections ActSection 39(1A)
  • Elections ActSection 39(1B)
  • Elections ActSection 39(1C)
  • Elections ActSection 39(1C)(b)
  • Elections ActSection 83
  • Elections ActSection 85A
  • Elections (General) Regulations, 2012Regulation 76
  • Elections (General) Regulations, 2012Regulation 87(1)(b)(iii)
  • Elections (General) Regulations, 2012Regulation 87(2)
  • Elections (General) Regulations, 2012Regulation 87(2)(b)(iii)
  • Elections (General) Regulations, 2012Regulation 87(3)(a)
  • Election Offences ActSection 15
  • Election Offences ActSection 15(1)(a)
  • Election Offences ActSection 15(2)
  • Evidence ActSection 107(1)
  • Interpretation and General Provisions ActSection 72
  • Political Parties ActSection 45
  • Statutory Instruments Act, 2013Section 26
  • Statutory Instruments Act, 2013Section 26(2)
  • Supreme Court ActSection 15(2)
  • Supreme Court ActSection 19(a)
  • Supreme Court RulesRule 9
  • Supreme Court RulesRule 33

Cases cited (26)

  • Nicholas Kiptoo Arap Korir Salat v. Independent Electoral and Boundaries Commission & 7 others
    Sup. Pet. 23 of 2014; [2015] eKLR
  • Raila Amollo Odinga & another v Independent Electoral and Boundaries Commission & 4 others & Attorney General & Another
    Presidential Petition No 1 of 2017
  • Nana Addo Dankwa Akufo -Addo & others v John Dramani Maham & others
    Presidential Election Petition Writ No J1/6/2013
  • Opitz v Wrzesnewskyi
    2012 SCC 55, [2012] 3 SCR 76
  • In the Matter of the Principle of Gender Representation in the National Assembly and the Senate
    Sup. Advisory Opinion No 2 of 2012, [2013] eKLR
  • The Speaker of the Senate & another v The Attorney – General & 4 others
    Sup. Advisory Opinion No 2 of 2013, [2013] eKLR
  • Judges & Magistrates Vetting Board & 2 others v Center for Human Rights & Democracy & 11 others
    Sup Pet No 15 of 2013, [2014] eKLR
  • Zachary Okoth Obado v Edward Akongo Oyugi & 2 others
    Supreme Court Petition No 4 of 2014
  • Gatirau Peter Munya v Dickson Mwenda Kithinji & 2 others
    Supreme Court Petition 2B of 2018, [2014] eKLR
  • Lawrence Nduttu & 6000 other v Kenya Breweries Ltd & Another
    Supreme Court Petition No 3 of 2012
  • Samuel Macharia Kamau & another v Kenya Commercial Bank & 2 others
    [2012] eKLR
  • Hassan Ali Joho & another v Suleiman Said Shahbal & 2 others
    Supreme Court Petition No 10 of 2013
  • Peter Oduor Ngoge v Hon Ole Kapara & others
    Supreme Court Petition No 2 of 2012
  • Yusuf Gitau Abdallah v. Building Centre (K) Ltd & 4 Others
    [2014] eKLR
  • John Munuve Mati v Returning Officer Mwingi North Constituency & 2 others
    [2018] eKLR
  • Jyoti Basu & others v Debi Ghosal & others
    [1982] AIR 983; [1982] SCR (3) 318
  • Mbaraka Issa Kombe v Independent Electoral and Boundaries Commission & 2 others
    Election Petition Appeal No 3 of 2017 (unreported)
  • Kenya Country Bus Owners’ Association (Through Paul G Muthumbi, Samuel Njunguna & Joseph Kimiri) & 8 others v Cabinet Secretary for Transport & Infrastructure & 5 others
    Judicial Review Petition No 2 of 2014
  • IEBC –v- Maina Kiai & 5 Others
    [2017] eKLR
  • Raila Odinga & another v IEBC & 2 others
    Presidential Petition No 1 of 2017
  • Arikala Narasa Reddy v Venkata Ram Reddy Reddygari & anr
    Civil Appeal Nos 5710 -5711 of 2012; [2014] 2 SCR
  • Charan Lal Sahu & others v Singh
    [1985] LRC (Const)
  • John Waweru Kiarie v Beth Wambui Mugo & 2 others
    Election Petition No 13 Of 2008
  • John Michael Njenga Mututho v Jayne Njeri Wanjiku Kihara & 2 Others
    Civil Appeal 102 of 2008, [2008] eKLR
  • Moses Masika Wetangula v Musikari Nazi Kombo & 2 others
    Supreme Court Petition 12 of 2014, [2015] eKLR
  • Jasbir Singh Rai & 3 others v Tarlochan Singh Rai & 4 others
    [2014] eKLR, SC Petition 4 of 2012
On appeal from
Court of Appeal at Nairobi
Election Petition Appeal No 8 of 2018
Jurisdiction invoked
Article 163(4)(a) of the Constitution

Key timeline

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2017-08-08
Machakos gubernatorial election held.
2017-09-04
High Court dismisses election petition, affirms Wavinya Ndeti's win.
2018-06-08
Court of Appeal reverses High Court, nullifies election.
2018-12-07
Supreme Court allows appeal, reinstates High Court judgment and election results.

Practical implications

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For lawyers

Challenge ultra vires regulations

When litigating election petitions, immediately flag any regulation that imposes requirements beyond the parent Act. The Supreme Court will strike down such regulations as void. Also, ensure you prove election offences with concrete evidence—mere allegations won't meet the beyond-reasonable-doubt standard.

For businesses

Form errors don't invalidate deals

If your business documents or contracts deviate slightly from a prescribed format, they remain valid as long as the substance is correct and no one is misled. This principle applies broadly under Kenyan law, so don't panic over minor formatting issues in official submissions or agreements.

For individuals

Your vote counts despite form issues

If you're a voter or candidate, know that election results won't be overturned just because the final declaration form had a different format. The Court focuses on whether the results are verifiable and accurate. Always sign forms as an agent to help verify the process.

Frequently asked questions

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Can election results in Kenya be overturned due to form format errors?+

No, not if the error doesn't affect the substance or mislead anyone. The Supreme Court ruled that a deviation from the prescribed form does not void election results, as long as the data is correct and verifiable.

What is the standard of proof for election offences in Kenya?+

Election offences must be proven beyond reasonable doubt, the same as criminal cases. A mere allegation in a petition is not enough—you need solid evidence like employment records or witness testimony.

Can a regulation in Kenya override an Act of Parliament?+

No. If a regulation (subsidiary legislation) conflicts with the parent Act, it is ultra vires and void from the start. The Supreme Court struck down Regulation 87(2)(b)(iii) for this reason.

What does the County Returning Officer need to tally for governor elections in Kenya?+

Only the final results from each constituency, not results from individual polling stations. The Supreme Court clarified this under section 39(1B) of the Elections Act.

Cite this brief

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Cite this brief

Caselaw, "Mutua & 2 others v Ndeti & another", Case Analysis (2018). Petition 11 & 14 of 2018 (Consolidated). Source: https://new.kenyalaw.orghttps://new.kenyalaw.org/akn/ke/judgment/kesc/2018/1/eng@2018-12-21

Suggested citation format for research notes or client memos. Always verify the original judgment before relying on any point.